Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000890203-19-000005
Filing Date
2019-03-07
Accepted
2019-03-07 14:29:29
Documents
2
Period of Report
2018-12-31
Effectiveness Date
2019-03-07

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2269
3 AFS SFC SFCed.pdf FULL 12645862
  Complete submission text file 0000890203-19-000005.txt   16839791
Mailing Address 810 SEVENTH AVENUE 37TH FLOOR NEW YORK NY 10019
Business Address 810 SEVENTH AVENUE 37TH FLOOR NEW YORK NY 10019 (212) 407-1015
MIRAE ASSET SECURITIES (USA) INC. (Filer) CIK: 0000890203 (see all company filings)

EIN.: 133674844 | State of Incorp.: NY | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-45034 | Film No.: 19665438