Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | POS EX | v438147_posex.htm | POS EX | 214724 |
| 2 | AMENDED AND RESTATED DECLARATION OF TRUST | v438147_ex99-a1.htm | EX-99.(A)(1) | 203897 |
| 3 | DECLARATION OF TRUST | v438147_ex99-a2.htm | EX-99.(A)(2) | 12861 |
| 4 | BY-LAWS | v438147_ex99-b1.htm | EX-99.(B)(1) | 99350 |
| 5 | AMENDMENT DATED JANUARY 15, 2016 TO THE MANAGEMENT AGREEMENT | v438147_ex99-d1a.htm | EX-99.(D)(1)(A) | 36746 |
| 6 | AMENDMENT DATED MAY 1, 2016 TO THE MANAGEMENT AGREEMENT | v438147_ex99-d1b.htm | EX-99.(D)(1)(B) | 39676 |
| 7 | FORM OF AMENDMENT TO THE EPOCH SUBADVISORY AGREEMENT | v438147_ex99-d2a.htm | EX-99.(D)(2)(A) | 16317 |
| 8 | INTERIM SUBADVISORY AGREEMENT BETWEEN NYLIM AND MACKAY SHIELDS (VP ARMS) | v438147_ex99-d4b.htm | EX-99.(D)(4)(B) | 81583 |
| 9 | FORM OF AMENDMENT TO THE MACKAY SUBADVISORY AGREEMENT | v438147_ex99-d4c.htm | EX-99.(D)(4)(C) | 10339 |
| 10 | INTERIM SUBADVISORY AGREEMENT BETWEEN NYLIM AND CORNERSTONE HOLDINGS (VP ARMS) | v438147_ex99-d5f.htm | EX-99.(D)(5)(F) | 90008 |
| 11 | FORM OF AMENDMENT TO THE CORNERSTONE HOLDINGS SUBADVISORY AGREEMENT | v438147_ex99-d5g.htm | EX-99.(D)(5)(G) | 14504 |
| 12 | AMENDMENT TO THE WINSLOW SUBADVISORY AGREEMENT | v438147_ex99-d6b.htm | EX-99.(D)(6)(B) | 11415 |
| 13 | INTERIM SUBADVISORY AGREEMENT BETWEEN NYLIM AND CUSHING (VP ARMS) | v438147_ex99-d15a.htm | EX-99.(D)(15)(A) | 86428 |
| 14 | AMENDMENT TO THE CUSHING SUBADVISORY AGREEMENT | v438147_ex99-d15b.htm | EX-99.(D)(15)(B) | 15394 |
| 15 | INTERIM SUBADVISORY AGREEMENT BETWEEN NYLIM AND CANDRIAM FRANCE S.A.S. | v438147_ex99-d17.htm | EX-99.(D)(17) | 84888 |
| 16 | SUBADVISORY AGREEMENT BETWEEN NYLIM AND CANDRIAM FRANCE S.A.S. | v438147_ex99-d18.htm | EX-99.(D)(18) | 86016 |
| 17 | AMENDED AND RESTATED DISTRIBUTION AND SERVICE AGREEMENT (SERVICE & SERVICE 2) | v438147_ex99-e1.htm | EX-99.(E)(1) | 46279 |
| 18 | AMENDMENTS TO THE CUSTODIAN AGREEMENT | v438147_ex99-g1g.htm | EX-99.(G)(1)(G) | 24431 |
| 19 | AMENDMENTS TO THE DELEGATION AGREEMENT | v438147_ex99-g2f.htm | EX-99.(G)(2)(F) | 24184 |
| 20 | FORM OF AMENDMENT DATED JANUARY 15, 2016 TO THE AMENDED AND RESTATED PARTICIPATI | v438147_ex99-h1c.htm | EX-99.(H)(1)(C) | 20602 |
| 21 | FORM OF AMENDMENT DATED MAY 1, 2016 TO THE AMENDED AND RESTATED PARTICIPATION AG | v438147_ex99-h1d.htm | EX-99.(H)(1)(D) | 20585 |
| 22 | AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT | v438147_ex99-h4.htm | EX-99.(H)(4) | 19374 |
| 23 | NOTICE OF CONTRACTUAL FEE WAIVER (VP LARGE CAP GROWTH) | v438147_ex99-h6.htm | EX-99.(H)(6) | 11334 |
| 24 | AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT | v438147_ex99-h7a.htm | EX-99.(H)(7)(A) | 21026 |
| 25 | FUND PARTICIPATION AGREEMENT WITH NATIONWIDE | v438147_ex99-h8.htm | EX-99.(H)(8) | 101323 |
| 26 | SHAREHOLDER SERVICES PLAN FOR SERVICE 2 CLASS | v438147_ex99-h9.htm | EX-99.(H)(9) | 15476 |
| 27 | 12B-1 DISTRIBUTION AND SERVICE PLAN FOR SERVICE CLASS | v438147_ex99-m1.htm | EX-99.(M)(1) | 16452 |
| 28 | 12B-1 DISTRIBUTION AND SERVICE PLAN FOR SERVICE 2 CLASS | v438147_ex99-m2.htm | EX-99.(M)(2) | 16504 |
| 29 | AMENDED 18F-3 PLAN | v438147_ex99-n1.htm | EX-99.(N)(1) | 28067 |
| 30 | CODE OF ETHICS OF THE REGISTRANT | v438147_ex99-p1.htm | EX-99.(P)(1) | 99576 |
| 31 | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS CODE OF ETHICS | v438147_ex99-p2.htm | EX-99.(P)(2) | 201831 |
| 32 | INSTITUTIONAL CAPITAL CODE OF ETHICS | v438147_ex99-p3.htm | EX-99.(P)(3) | 183107 |
| 33 | NUVEEN INVESTMENTS (WINSLOW) CODE OF ETHICS | v438147_ex99-p4.htm | EX-99.(P)(4) | 84617 |
| 34 | EPOCH INVESTMENT PARTNERS CODE OF ETHICS | v438147_ex99-p5.htm | EX-99.(P)(5) | 169549 |
| 35 | EAGLE ASSET MANAGEMENT CODE OF ETHICS | v438147_ex99-p6.htm | EX-99.(P)(6) | 277598 |
| 36 | JANUS CAPITAL MANAGEMENT CODE OF ETHICS | v438147_ex99-p7.htm | EX-99.(P)(7) | 217545 |
| 37 | MASSACHUSETTS FINANCIAL SERVICES COMPANY CODE OF ETHICS | v438147_ex99-p9.htm | EX-99.(P)(9) | 260727 |
| 38 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC'S CODE OF ETHICS | v438147_ex99-p10.htm | EX-99.(P)(10) | 174854 |
| 39 | T. ROWE PRICE ASSOCIATES, INC.'S CODE OF ETHICS | v438147_ex99-p11.htm | EX-99.(P)(11) | 632839 |
| 40 | VAN ECK ASSOCIATES CORPORATION'S CODE OF ETHICS | v438147_ex99-p12.htm | EX-99.(P)(12) | 268038 |
| 41 | CANDRIAM BELGIUM'S CODE OF ETHICS | v438147_ex99-p14.htm | EX-99.(P)(14) | 131667 |
| 42 | CUSHING ASSET MANAGEMENT, L.P. CODE OF ETHICS | v438147_ex99-p15.htm | EX-99.(P)(15) | 99660 |
| 43 | CANDRIAM FRANCE'S CODE OF ETHICS | v438147_ex99-p16.htm | EX-99.(P)(16) | 143470 |
| 44 | GRAPHIC | tex12logo.jpg | GRAPHIC | 49356 |
| 45 | GRAPHIC | tex99-p05logo.jpg | GRAPHIC | 10368 |
| 46 | GRAPHIC | tex99-p05pg2.jpg | GRAPHIC | 14765 |
| 47 | GRAPHIC | tex99-p10logo.jpg | GRAPHIC | 23644 |
| 48 | GRAPHIC | tex99-p10logo1.jpg | GRAPHIC | 2066 |
| 49 | GRAPHIC | tex99-p16logo.jpg | GRAPHIC | 27387 |
| 50 | GRAPHIC | tex99p4logo.jpg | GRAPHIC | 20658 |
| 51 | GRAPHIC | tex99p4logo1.jpg | GRAPHIC | 6047 |
| 52 | GRAPHIC | tex99p8logo.jpg | GRAPHIC | 72651 |
| 53 | GRAPHIC | tp14logo.jpg | GRAPHIC | 27597 |
| 54 | GRAPHIC | tp6logo.jpg | GRAPHIC | 3807 |
| 55 | GRAPHIC | tp9alogo.jpg | GRAPHIC | 8452 |
| Complete submission text file | 0001144204-16-098026.txt | 4777996 |
IRS No.: 133186036 | State of Incorp.: DE | Fiscal Year End: 1231
Type: POS EX | Act: 33 | File No.: 002-86082 | Film No.: 161609061
