Form S-1 - General form for registration of securities under the Securities Act of 1933:
SEC Accession No. 0001213900-24-114111
Filing Date
2024-12-31
Accepted
2024-12-31 17:12:34
Documents
35

Document Format Files

Seq Description Document Type Size
1 REGISTRATION STATEMENT ea0214433-04.htm S-1 6904827
2 RESTATED CERTIFICATE OF INCORPORATION, DATED APRIL 22, 2005, AS AMENDED ON MAY 2 ea021443304ex3-1_capst.htm EX-3.1 148479
3 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK, DAT ea021443304ex3-3_capst.htm EX-3.3 34726
4 CERTIFICATE OF DESIGNATION OF SERIES B CONVERTIBLE PREFERRED STOCK, DATED JULY 9 ea021443304ex3-4_capst.htm EX-3.4 109063
5 AMENDED AND RESTATED WARRANT TO PURCHASE COMMON STOCK, DATED MARCH 20, 2020, ISS ea021443304ex4-2_capst.htm EX-4.2 65503
6 THIRD AMENDMENT TO SECURITIES PURCHASE LOAN AND SECURITY AGREEMENT DATED MARCH 2 ea021443304ex10-6_capst.htm EX-10.6 21835
7 FOURTH AMENDMENT TO SECURITIES PURCHASE LOAN AND SECURITY AGREEMENT DATED MARCH ea021443304ex10-7_capst.htm EX-10.7 26426
8 TERMINATION OF SECURITIES PURCHASE, LOAN AND SECURITY AGREEMENT, DATED NOVEMBER ea021443304ex10-8_capst.htm EX-10.8 11935
9 FOURTH AMENDED AND RESTATED OPERATING AGREEMENT OF TOTALSTONE, LLC, DATED MARCH ea021443304ex10-10_capst.htm EX-10.10 377582
10 CONSENT AND FIRST AMENDMENT TO THE FOURTH AMENDED AND RESTATED OPERATING AGREEME ea021443304ex10-11_capst.htm EX-10.11 19235
11 SECOND AMENDED AND RESTATED CREDIT AGREEMENT, DATED MARCH 8, 2023, BY AND BETWEE ea021443304ex10-12_capst.htm EX-10.12 381685
12 CONSENT, WAIVER AND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT, D ea021443304ex10-13_capst.htm EX-10.13 58525
13 NON-NEGOTIABLE SECURED SUBORDINATED PROMISSORY NOTE BY AND BETWEEN TOTALSTONE, L ea021443304ex10-14_capst.htm EX-10.14 48638
14 NON-NEGOTIABLE SECURED SUBORDINATED CONTINGENT VALUE PROMISSORY NOTE BY AND BETW ea021443304ex10-15_capst.htm EX-10.15 55896
15 BROOKSTONE PARTNERS IAC, INC. AMENDED AND RESTATED MANAGEMENT FEE AGREEMENT DATE ea021443304ex10-16_capst.htm EX-10.16 33239
16 MANAGEMENT FEE AGREEMENT, DATED MARCH 27, 2020, BY AND BETWEEN TOTALSTONE, LLC A ea021443304ex10-17_capst.htm EX-10.17 28553
17 AMENDMENT OF AMENDED AND RESTATED MANAGEMENT FEE AND TRANSACTION FEE AGREEMENT, ea021443304ex10-18_capst.htm EX-10.18 15669
18 LIMITED PAYMENT GUARANTEE DATED MARCH 31, 2021, BETWEEN CAPSTONE THERAPEUTICS CO ea021443304ex10-19_capst.htm EX-10.19 41413
19 LIPIMETIX DEVELOPMENT, INC. CONTINGENT VALUE RIGHTS AGREEMENT, DATED AUGUST 23, ea021443304ex10-23_capst.htm EX-10.23 335593
20 SECOND AMENDED AND RESTATED PROMISSORY NOTE, DATED NOVEMBER 11, 2024, ISSUED BY ea021443304ex10-24_capst.htm EX-10.24 42404
21 REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT BY AND AMONG TOTALSTONE, LLC, ea021443304ex10-25_capst.htm EX-10.25 675393
22 AMENDMENTS TO REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT STILL IN EFFECT ea021443304ex10-26_capst.htm EX-10.26 464960
23 SECOND AMENDED AND RESTATED REVOLVING CREDIT NOTE ISSUED BY TOTALSTONE, LLC AND ea021443304ex10-27_capst.htm EX-10.27 14384
24 TERM NOTE ISSUED BY TOTALSTONE, LLC, NORTHEAST MASONRY DISTRIBUTORS, LLC, AND TO ea021443304ex10-28_capst.htm EX-10.28 16822
25 SECOND AMENDED AND RESTATED PROMISSORY NOTE ISSUED BY CAPSTONE HOLDING CORP. TO ea021443304ex10-29_capst.htm EX-10.29 46358
26 LIST OF SUBSIDIARIES ea021443304ex21-1_capst.htm EX-21.1 4162
27 CONSENT OF GBQ PARTNERS LLC ea021443304ex23-1_capst.htm EX-23.1 2212
28 CONSENT OF CHARLES DANA TO BE NAMED AS A DIRECTOR NOMINEE ea021443304ex99-1_capst.htm EX-99.1 2493
29 CONSENT OF GORDON STROUT TO BE NAMED AS A DIRECTOR NOMINEE ea021443304ex99-2_capst.htm EX-99.2 2497
30 CONSENT OF FREDRIC J. FELDMAN TO BE NAMED AS A DIRECTOR NOMINEE ea021443304ex99-3_capst.htm EX-99.3 2512
31 CONSENT OF ELWOOD D. HOWSE TO BE NAMED AS A DIRECTOR NOMINEE ea021443304ex99-4_capst.htm EX-99.4 2513
32 FILING FEE TABLE ea021443304ex-fee_capst.htm EX-FILING FEES 16579
33 GRAPHIC ex23-1_001.jpg GRAPHIC 12482
34 GRAPHIC ex23-1_002.jpg GRAPHIC 7090
35 GRAPHIC timage_004.jpg GRAPHIC 462254
  Complete submission text file 0001213900-24-114111.txt   10677403
Mailing Address 5141 W. 122ND STREET ALSIP IL 60803
Business Address 5141 W. 122ND STREET ALSIP IL 60803 7083710660
Capstone Holding Corp. (Filer) CIK: 0000887151 (see all company filings)

EIN.: 860585310 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-284105 | Film No.: 241593724
SIC: 5030 Wholesale-Lumber & Other Construction Materials
(CF Office: 07 Trade & Services)