Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | DEF 14A | d904615ddef14a.htm | DEF 14A | 1807771 |
| 2 | GRAPHIC | g9046152.jpg | GRAPHIC | 91775 |
| 3 | GRAPHIC | g904615flaherty.jpg | GRAPHIC | 37723 |
| 4 | GRAPHIC | g904615g00l56.jpg | GRAPHIC | 103854 |
| 5 | GRAPHIC | g904615g04w24.jpg | GRAPHIC | 58512 |
| 6 | GRAPHIC | g904615g05v03.jpg | GRAPHIC | 31612 |
| 7 | GRAPHIC | g904615g05v19.jpg | GRAPHIC | 60167 |
| 8 | GRAPHIC | g904615g06d33.jpg | GRAPHIC | 56879 |
| 9 | GRAPHIC | g904615g09b62.jpg | GRAPHIC | 6262 |
| 10 | GRAPHIC | g904615g12m67.jpg | GRAPHIC | 42530 |
| 11 | GRAPHIC | g904615g12r50.jpg | GRAPHIC | 26251 |
| 12 | GRAPHIC | g904615g12y38.jpg | GRAPHIC | 20767 |
| 13 | GRAPHIC | g904615g13d73.jpg | GRAPHIC | 174520 |
| 14 | GRAPHIC | g904615g16a16.jpg | GRAPHIC | 179362 |
| 15 | GRAPHIC | g904615g16o43.jpg | GRAPHIC | 61556 |
| 16 | GRAPHIC | g904615g16t01.jpg | GRAPHIC | 30473 |
| 17 | GRAPHIC | g904615g16z68.jpg | GRAPHIC | 45019 |
| 18 | GRAPHIC | g904615g19v40.jpg | GRAPHIC | 84424 |
| 19 | GRAPHIC | g904615g23m18.jpg | GRAPHIC | 32002 |
| 20 | GRAPHIC | g904615g24k44.jpg | GRAPHIC | 26134 |
| 21 | GRAPHIC | g904615g29a38.jpg | GRAPHIC | 93844 |
| 22 | GRAPHIC | g904615g29s56.jpg | GRAPHIC | 184221 |
| 23 | GRAPHIC | g904615g33g54.jpg | GRAPHIC | 18107 |
| 24 | GRAPHIC | g904615g34g16.jpg | GRAPHIC | 34179 |
| 25 | GRAPHIC | g904615g35t87.jpg | GRAPHIC | 129144 |
| 26 | GRAPHIC | g904615g38b64.jpg | GRAPHIC | 47335 |
| 27 | GRAPHIC | g904615g40f79.jpg | GRAPHIC | 37293 |
| 28 | GRAPHIC | g904615g41u12.jpg | GRAPHIC | 45905 |
| 29 | GRAPHIC | g904615g44g73.jpg | GRAPHIC | 74227 |
| 30 | GRAPHIC | g904615g45q22.jpg | GRAPHIC | 80960 |
| 31 | GRAPHIC | g904615g46y07.jpg | GRAPHIC | 39807 |
| 32 | GRAPHIC | g904615g49e89.jpg | GRAPHIC | 44379 |
| 33 | GRAPHIC | g904615g53x80.jpg | GRAPHIC | 24267 |
| 34 | GRAPHIC | g904615g55b02.jpg | GRAPHIC | 70313 |
| 35 | GRAPHIC | g904615g55f34.jpg | GRAPHIC | 47665 |
| 36 | GRAPHIC | g904615g58l72.jpg | GRAPHIC | 60462 |
| 37 | GRAPHIC | g904615g58m49.jpg | GRAPHIC | 41371 |
| 38 | GRAPHIC | g904615g59s31.jpg | GRAPHIC | 194822 |
| 39 | GRAPHIC | g904615g59t64.jpg | GRAPHIC | 189553 |
| 40 | GRAPHIC | g904615g59z67.jpg | GRAPHIC | 18907 |
| 41 | GRAPHIC | g904615g62j15.jpg | GRAPHIC | 11702 |
| 42 | GRAPHIC | g904615g64f24.jpg | GRAPHIC | 71781 |
| 43 | GRAPHIC | g904615g64j53.jpg | GRAPHIC | 55508 |
| 44 | GRAPHIC | g904615g64m96.jpg | GRAPHIC | 57466 |
| 45 | GRAPHIC | g904615g64u84.jpg | GRAPHIC | 17534 |
| 46 | GRAPHIC | g904615g68f23.jpg | GRAPHIC | 70511 |
| 47 | GRAPHIC | g904615g68j71.jpg | GRAPHIC | 24631 |
| 48 | GRAPHIC | g904615g70h77.jpg | GRAPHIC | 65285 |
| 49 | GRAPHIC | g904615g75j04.jpg | GRAPHIC | 82299 |
| 50 | GRAPHIC | g904615g77c43.jpg | GRAPHIC | 84268 |
| 51 | GRAPHIC | g904615g79e91.jpg | GRAPHIC | 9150 |
| 52 | GRAPHIC | g904615g79i71.jpg | GRAPHIC | 226174 |
| 53 | GRAPHIC | g904615g79y54.jpg | GRAPHIC | 41831 |
| 54 | GRAPHIC | g904615g85p96.jpg | GRAPHIC | 22453 |
| 55 | GRAPHIC | g904615g86c99.jpg | GRAPHIC | 127425 |
| 56 | GRAPHIC | g904615g86u71.jpg | GRAPHIC | 54963 |
| 57 | GRAPHIC | g904615g87g93.jpg | GRAPHIC | 22523 |
| 58 | GRAPHIC | g904615g87o89.jpg | GRAPHIC | 121414 |
| 59 | GRAPHIC | g904615g88c86.jpg | GRAPHIC | 91728 |
| 60 | GRAPHIC | g904615g92e10.jpg | GRAPHIC | 75672 |
| 61 | GRAPHIC | g904615g94i64.jpg | GRAPHIC | 7776 |
| 62 | GRAPHIC | g904615g97n23.jpg | GRAPHIC | 141501 |
| 63 | GRAPHIC | g904615g98e05.jpg | GRAPHIC | 66056 |
| 64 | GRAPHIC | g904615g99g26.jpg | GRAPHIC | 93799 |
| 65 | GRAPHIC | g904615gl.jpg | GRAPHIC | 2444 |
| 66 | GRAPHIC | g904615nagu.jpg | GRAPHIC | 217035 |
| 67 | GRAPHIC | g904615oppenheimer.jpg | GRAPHIC | 39405 |
| 68 | GRAPHIC | g904615sc.jpg | GRAPHIC | 5820 |
| 69 | GRAPHIC | g904615schwartzharvey.jpg | GRAPHIC | 39577 |
| 70 | GRAPHIC | g904615schwartzmark.jpg | GRAPHIC | 52971 |
| 71 | GRAPHIC | g904615sherwoodmichael.jpg | GRAPHIC | 39890 |
| 72 | GRAPHIC | g904615tx10.jpg | GRAPHIC | 76613 |
| 73 | GRAPHIC | g904615tx15.jpg | GRAPHIC | 121378 |
| 74 | GRAPHIC | g904615tx25.jpg | GRAPHIC | 179450 |
| 75 | GRAPHIC | g904615tx28.jpg | GRAPHIC | 327161 |
| 76 | GRAPHIC | g904615tx2b.jpg | GRAPHIC | 26806 |
| 77 | GRAPHIC | g904615tx3a.jpg | GRAPHIC | 40656 |
| 78 | GRAPHIC | g904615tx3b.jpg | GRAPHIC | 39336 |
| 79 | GRAPHIC | g904615tx4.jpg | GRAPHIC | 58472 |
| 80 | GRAPHIC | g904615tx43.jpg | GRAPHIC | 130376 |
| 81 | GRAPHIC | g904615tx45.jpg | GRAPHIC | 122939 |
| 82 | GRAPHIC | g904615tx47.jpg | GRAPHIC | 114298 |
| 83 | GRAPHIC | g904615tx48.jpg | GRAPHIC | 53483 |
| 84 | GRAPHIC | g904615tx51.jpg | GRAPHIC | 98505 |
| 85 | GRAPHIC | g904615tx8.jpg | GRAPHIC | 34638 |
| 86 | GRAPHIC | g904615tx9.jpg | GRAPHIC | 28520 |
| 87 | GRAPHIC | g904615tx9b.jpg | GRAPHIC | 47583 |
| 88 | GRAPHIC | g904615winkelman.jpg | GRAPHIC | 38382 |
| Complete submission text file | 0001193125-15-125238.txt | 10399660 |
IRS No.: 134019460 | State of Incorp.: DE | Fiscal Year End: 1231
Type: DEF 14A | Act: 34 | File No.: 001-14965 | Film No.: 15762784
SIC: 6211 Security Brokers, Dealers & Flotation Companies
