Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | FORM 10-K | y74032e10vk.htm | 10-K | 3289023 |
| 2 | EX-3.1: RESTATED CERTIFICATE OF INCORPORATION | y74032exv3w1.htm | EX-3.1 | 464710 |
| 3 | EX-4.5: FORM OF FLOATING RATE SENIOR DEBT SECURITY (TLGP) | y74032exv4w5.htm | EX-4.5 | 173059 |
| 4 | EX-4.6: FORM OF FIXED RATE SENIOR DEBT SECURITY (TLGP) | y74032exv4w6.htm | EX-4.6 | 152163 |
| 5 | EX-4.7: FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES D (TLGP) | y74032exv4w7.htm | EX-4.7 | 254814 |
| 6 | EX-4.8: FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES D (TLGP) | y74032exv4w8.htm | EX-4.8 | 169640 |
| 7 | EX-10.1: AMENDED AND RESTATED STOCK INCENTIVE PLAN | y74032exv10w1.htm | EX-10.1 | 112540 |
| 8 | EX-10.36: FORM OF YEAR-END OPTION AWARD AGREEMENT | y74032exv10w36.htm | EX-10.36 | 52100 |
| 9 | EX-10.37: FORM OF YEAR-END RSU AWARD AGREEMENT | y74032exv10w37.htm | EX-10.37 | 57062 |
| 10 | EX-10.39: FORM OF YEAR-END RSU AWARD AGREEMENT (FRENCH ALTERNATIVE AWARD) | y74032exv10w39.htm | EX-10.39 | 59286 |
| 11 | EX-10.41: FORM OF NON-EMPLOYEE DIRECTOR OPTION AWARD AGREEMENT | y74032exv10w41.htm | EX-10.41 | 20336 |
| 12 | EX-10.42: FORM OF NON-EMPLOYEE DIRECTOR RSU AWARD AGREEMENT | y74032exv10w42.htm | EX-10.42 | 22419 |
| 13 | EX-10.43: DESCRIPTION OF NON-EMPLOYEE DIRECTOR COMPENSATION | y74032exv10w43.htm | EX-10.43 | 7249 |
| 14 | EX-10.49: FORM OF SIGNATURE CARD FOR EQUITY AWARDS | y74032exv10w49.htm | EX-10.49 | 41908 |
| 15 | EX-10.58: FORM OF LETTER AGREEMENT | y74032exv10w58.htm | EX-10.58 | 18151 |
| 16 | EX-10.59: GENERAL GUARANTEE AGREEMENT - GS BANK EUROPE | y74032exv10w59.htm | EX-10.59 | 11077 |
| 17 | EX-10.60: GUARANTEE AGREEMENT - GS BANK USA | y74032exv10w60.htm | EX-10.60 | 45923 |
| 18 | EX-10.61: COLLATERAL AGREEMENT | y74032exv10w61.htm | EX-10.61 | 93592 |
| 19 | EX-10.62: FORM OF PERFORMANCE-BASED ONE-TIME RSU AWARD AGREEMENT | y74032exv10w62.htm | EX-10.62 | 47244 |
| 20 | EX-10.63: FORM OF MAKE-WHOLE ONE-TIME RSU AWARD AGREEMENT | y74032exv10w63.htm | EX-10.63 | 49300 |
| 21 | EX-10.64: FORM OF INCENTIVE ONE-TIME RSU AWARD AGREEMENT | y74032exv10w64.htm | EX-10.64 | 47587 |
| 22 | EX-10.65: FORM OF YEAR-END SUPPLEMENTAL RSU AWARD AGREEMENT (FRANCE) | y74032exv10w65.htm | EX-10.65 | 52225 |
| 23 | EX-10.66: FORM OF SIGNATURE CARD FOR EQUITY AWARDS (ASIA EX CHINA) | y74032exv10w66.htm | EX-10.66 | 47531 |
| 24 | EX-10.67: FORM OF SIGNATURE CARD FOR EQUITY AWARDS (CHINA) | y74032exv10w67.htm | EX-10.67 | 46284 |
| 25 | EX-10.68: AMENDMENTS TO CERTAIN EQUITY AWARD AGREEMENTS | y74032exv10w68.htm | EX-10.68 | 52568 |
| 26 | EX-10.69: AMENDMENTS TO CERTAIN NON-EMPLOYEE DIRECTOR EQUITY AWARD AGREEMENTS | y74032exv10w69.htm | EX-10.69 | 13760 |
| 27 | EX-12.1: STATEMENT RE: COMPUTATION OF RATIOS | y74032exv12w1.htm | EX-12.1 | 28866 |
| 28 | EX-21.1: LIST OF SIGNIFICANT SUBSIDIARIES | y74032exv21w1.htm | EX-21.1 | 29917 |
| 29 | EX-23.1: CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | y74032exv23w1.htm | EX-23.1 | 3787 |
| 30 | EX-31.1: RULE 13A-14(A) CERTIFICATIONS | y74032exv31w1.htm | EX-31.1 | 17241 |
| 31 | EX-32.1: SECTION 1350 CERTIFICATIONS | y74032exv32w1.htm | EX-32.1 | 6665 |
| 32 | EX-99.1: REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | y74032exv99w1.htm | EX-99.1 | 4375 |
| 33 | GRAPHIC | y74032y7403201.gif | GRAPHIC | 9298 |
| 34 | GRAPHIC | y74032y7403202.gif | GRAPHIC | 9262 |
| 35 | GRAPHIC | y74032y7403203.gif | GRAPHIC | 7278 |
| 36 | GRAPHIC | y74032y7403204.gif | GRAPHIC | 12861 |
| 37 | GRAPHIC | y74032y7403220.gif | GRAPHIC | 1672 |
| 38 | GRAPHIC | y74032y7403221.gif | GRAPHIC | 3084 |
| 39 | GRAPHIC | y74032y7403222.gif | GRAPHIC | 3052 |
| 40 | GRAPHIC | y74032y7403223.gif | GRAPHIC | 1656 |
| Complete submission text file | 0000950123-09-001278.txt | 5561464 |
IRS No.: 134019460 | State of Incorp.: DE | Fiscal Year End: 1225
Type: 10-K | Act: 34 | File No.: 001-14965 | Film No.: 09546636
SIC: 6211 Security Brokers, Dealers & Flotation Companies
