Form S-1 - General form for registration of securities under the Securities Act of 1933:
SEC Accession No. 0000927356-99-001556
Filing Date
1999-10-05
Accepted
1999-10-05 00:00:00
Documents
23

Document Format Files

Seq Description Document Type Size
1 D.E. FREY GROUP, INC. - FORM S-1 S-1 330006
2 FORM OF UNDERWRITING AGREEMENT EX-1.1 103186
3 AGREEMENT AMONG UNDERWRITERS EX-1.3 33549
4 UNDERWRITER'S WARRANT AGREEMENT EX-1.5 73631
5 AMEND/RESTATE CERT OF INC EX-3.1 42435
6 10% SENIOR SUB PROMISSORY NOTE EX-4.2 43573
7 OFFICER'S INCENTIVE COMPENSATION AGREEMENT EX-10.1 5961
8 EMPLOYMENT AGREEMENT, AS A&R-DE FREY EX-10.2 34845
9 FORM OF NONCOMPETITION/SOLICITATION EX-10.3 23090
10 1992 STOCK OPTION PLAN EX-10.4 43668
11 1995 STOCK PURCHASE PLAN EX-10.5 15689
12 RECRUITING AGREEMENT EX-10.6 2806
13 FORM OF INVEST PROF AGR EX-10.7 23737
14 FORM OF BRANCH OFFICE AGR EX-10.8 16001
15 DEF FUND OPERATING AGR EX-10.9 77905
16 CSC CLEARING AGR EX-10.10 62146
17 SENIOR DEBT AGR-5/99 EX-10.11 10873
18 SENIOR DEBT AGR-8/99 EX-10.12 10374
19 SENIOR DEBT PLEDGE AGR EX-10.13 25236
20 BRIDGE LOAN AGR EX-10.14 7031
21 SUBSIDIARIES OF REGISTRANT EX-21 283
22 CONSENT OF HEIN & ASSOC EX-23.1 592
23 FINANCIAL DATA SCHEDULE EX-27 2283
  Complete submission text file 0000927356-99-001556.txt   992539
Mailing Address 1700 LINCOLN ST SUITE 2200 DENVER CO 80203
Business Address 1700 LINCOLN STREET SUITE 2200 DENVER CO 80203 3038634040
D E FREY GROUP INC (Filer) CIK: 0000864038 (see all company filings)

EIN.: 841122880 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-88499 | Film No.: 99723445