Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-16-019151
Filing Date
2016-02-29
Accepted
2016-03-11 16:21:46
Documents
1
Period of Report
2015-12-31
Effectiveness Date
2016-02-29

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-16-019151.paper X-17A-5 294
  Scanned paper document scanned.pdf   242434
  Complete submission text file 9999999997-16-019151.txt   1628
Mailing Address 311 S. WACKER DRIVE SUITE 6500 CHICAGO IL 60606-6618
Business Address 311 S. WACKER DRIVE SUITE 6500 CHICAGO IL 60606-6618 312-983-8956
ROTHSCHILD INVESTMENT CORPORATION (Filer) CIK: 0000085338 (see all company filings)

EIN.: 362708660 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-16429 | Film No.: 16013916