Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001398344-21-000945
Filing Date
2021-01-15
Accepted
2021-01-15 17:00:24
Documents
2

Document Format Files

Seq Description Document Type Size
1 fp0061272_40appa.htm 40-APP/A 47383
4 GRAPHIC image_001.jpg GRAPHIC 5734
  Complete submission text file 0001398344-21-000945.txt   57820
Mailing Address 615 E. MICHIGAN ST. MILWAUKEE WI 53202
Business Address 615 E. MICHIGAN ST. MILWAUKEE WI 53202 609-731-6256
RBB FUND, INC. (Filer) CIK: 0000831114 (see all company filings)

EIN.: 510312196 | State of Incorp.: MD | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-15165 | Film No.: 21532810

Mailing Address GATEWAY CORPORATE CENTER, SUITE 216 223 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317
Business Address GATEWAY CORPORATE CENTER, SUITE 216 223 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317 888-229-1855
HERALD INVESTMENT MARKETING, LLC (Filer) CIK: 0001686268 (see all company filings)

EIN.: 455592823 | State of Incorp.: PA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15165-02 | Film No.: 21532809

Mailing Address GATEWAY CORPORATE CENTER, STE 216 223 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317
Business Address GATEWAY CORPORATE CENTER, STE 216 223 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317 1-866-315-5322
Red Gate Advisers, LLC (Filer) CIK: 0001826149 (see all company filings)

EIN.: 851775786 | State of Incorp.: PA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15165-01 | Film No.: 21532808