Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0000932471-14-006913
Filing Date
2014-12-09
Accepted
2014-12-09 14:38:28
Documents
61

Document Format Files

Seq Description Document Type Size
1 activeetfapp_amd1.htm 40-APP/A 209228
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  Complete submission text file 0000932471-14-006913.txt   340884
Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD EXPLORER FUND (Filer) CIK: 0000034066 (see all company filings)

EIN.: 510106626 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-30 | Film No.: 141274907

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD INDEX FUNDS (Filer) CIK: 0000036405 (see all company filings)

EIN.: 231999755 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-26 | Film No.: 141274903

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WORLD FUND (Filer) CIK: 0000052848 (see all company filings)

EIN.: 046035483 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14287-01 | Film No.: 141274881

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MORGAN GROWTH FUND (Filer) CIK: 0000068138 (see all company filings)

EIN.: 510108190 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-18 | Film No.: 141274897

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482-2600
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482-2600 6106691000
VANGUARD GROUP INC (Filer) CIK: 0000102909 (see all company filings)

EIN.: 231945930 | State of Incorp.: PA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287 | Film No.: 141274880

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WELLESLEY INCOME FUND (Filer) CIK: 0000105544 (see all company filings)

EIN.: 231711688 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-05 | Film No.: 141274883

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WELLINGTON FUND (Filer) CIK: 0000105563 (see all company filings)

EIN.: 510071687 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-04 | Film No.: 141274882

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD FIXED INCOME SECURITIES FUNDS (Filer) CIK: 0000106444 (see all company filings)

EIN.: 231899003 | State of Incorp.: DE | Fiscal Year End: 0131
Type: 40-APP/A | Act: 40 | File No.: 812-14287-28 | Film No.: 141274905

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MONEY MARKET RESERVES (Filer) CIK: 0000106830 (see all company filings)

EIN.: 236607979 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14287-21 | Film No.: 141274899

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WINDSOR FUNDS (Filer) CIK: 0000107606 (see all company filings)

EIN.: 510082711 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-02 | Film No.: 141274878

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MUNICIPAL BOND FUNDS (Filer) CIK: 0000225997 (see all company filings)

EIN.: 232022170 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-19 | Film No.: 141274896

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD TRUSTEES' EQUITY FUND (Filer) CIK: 0000313850 (see all company filings)

EIN.: 232120820 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-08 | Film No.: 141274886

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD SPECIALIZED FUNDS (Filer) CIK: 0000734383 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0131
Type: 40-APP/A | Act: 40 | File No.: 812-14287-11 | Film No.: 141274889

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD STAR FUNDS (Filer) CIK: 0000736054 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-10 | Film No.: 141274888

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CHESTER FUNDS (Filer) CIK: 0000752177 (see all company filings)

EIN.: 232311358 | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-33 | Film No.: 141274909

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CALIFORNIA TAX-FREE FUNDS (Filer) CIK: 0000783401 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-35 | Film No.: 141274911

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD NEW YORK TAX-FREE FUNDS (Filer) CIK: 0000788599 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-16 | Film No.: 141274894

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD PENNSYLVANIA TAX-FREE FUNDS (Filer) CIK: 0000788606 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-14 | Film No.: 141274892

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CONVERTIBLE SECURITIES FUND (Filer) CIK: 0000791107 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-31 | Film No.: 141274908

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD BOND INDEX FUNDS (Filer) CIK: 0000794105 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-36 | Film No.: 141274912

Mailing Address 100 VANGUARD BLVD PO BOX 2600 VALLEY FORGE PA 19482
Business Address 100 VANGUARD BLVD P O BOX 2600 MALVERN PA 19355 6106691000
VANGUARD QUANTITATIVE FUNDS / (Filer) CIK: 0000799127 (see all company filings)

EIN.: 000000000 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-13 | Film No.: 141274891

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD NEW JERSEY TAX-FREE FUNDS (Filer) CIK: 0000821404 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-17 | Film No.: 141274895

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD FENWAY FUNDS (Filer) CIK: 0000826473 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-29 | Film No.: 141274906

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MALVERN FUNDS (Filer) CIK: 0000836906 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-23 | Film No.: 141274901

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS (Filer) CIK: 0000857489 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-24 | Film No.: 141274902

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD VARIABLE INSURANCE FUNDS (Filer) CIK: 0000857490 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-06 | Film No.: 141274884

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD OHIO TAX-FREE FUNDS (Filer) CIK: 0000862341 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-15 | Film No.: 141274893

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P O BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD VALLEY FORGE FUNDS (Filer) CIK: 0000889519 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-07 | Film No.: 141274885

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600, V26 VALLEY FORGE PA 19482 6106691000
VANGUARD ADMIRAL FUNDS (Filer) CIK: 0000891190 (see all company filings)

EIN.: 232696041 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14287-37 | Film No.: 141274913

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD TAX-MANAGED FUNDS (Filer) CIK: 0000923202 (see all company filings)

EIN.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-09 | Film No.: 141274887

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P O BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD HORIZON FUNDS (Filer) CIK: 0000932471 (see all company filings)

EIN.: 232787277 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-27 | Film No.: 141274904

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WHITEHALL FUNDS (Filer) CIK: 0001004655 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-03 | Film No.: 141274879

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD SCOTTSDALE FUNDS (Filer) CIK: 0001021882 (see all company filings)

EIN.: 232439140 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14287-12 | Film No.: 141274890

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MASSACHUSETTS TAX-EXEMPT FUNDS (Filer) CIK: 0001070414 (see all company filings)

EIN.: 232975858 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-22 | Film No.: 141274900

Mailing Address
Business Address PO BOX 2600 VALLEY FORGE PA 19482
VANGUARD MARKETING CORP (Filer) CIK: 0001114858 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14287-38 | Film No.: 141274914

Mailing Address P.O. BOX 2600 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 VALLEY FORGE PA 19482 610-669-1000
Vanguard Montgomery Funds (Filer) CIK: 0001409957 (see all company filings)

EIN.: 261082315 | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14287-20 | Film No.: 141274898

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106695410
Vanguard Charlotte Funds (Filer) CIK: 0001532203 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-34 | Film No.: 141274910