Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001493152-22-021346
Filing Date
2022-08-04
Accepted
2022-08-04 16:31:36
Documents
1

Document Format Files

Seq Description Document Type Size
1 form40-appa.htm 40-APP/A 164765
  Complete submission text file 0001493152-22-021346.txt   177625
Mailing Address 1405 RAND BUILDING BUFFALO NY 14203
Business Address 1405 RAND BUILDING BUFFALO NY 14203 7168530802
RAND CAPITAL CORP (Filer) CIK: 0000081955 (see all company filings)

EIN.: 160961359 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348 | Film No.: 221137141

Mailing Address 601 S FIGUEROA ST.#2050 LOS ANGELES CA 90017
Business Address 601 S FIGUEROA ST.#2050 LOS ANGELES CA 90017 213-873-4000
Thorofare Asset Based Lending Fund IV, L.P. (Filer) CIK: 0001654490 (see all company filings)

EIN.: 474822161 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-04 | Film No.: 221137146

Mailing Address 601 S FIGUEROA ST., STE. 2050 LOS ANGELES CA 90017
Business Address 601 S FIGUEROA ST., STE. 2050 LOS ANGELES CA 90017 213-873-4000
Thorofare Asset Based Lending REIT Fund IV, LLC (Filer) CIK: 0001657288 (see all company filings)

EIN.: 474826881 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-03 | Film No.: 221137145

Mailing Address 3060 PEACHTREE ROAD, SUITE 1600 ONE BUCKHEAD PLAZA ATLANTA GA 30305
Business Address 3060 PEACHTREE ROAD, SUITE 1600 ONE BUCKHEAD PLAZA ATLANTA GA 30305 404-419-6130
BlueArc Mezzanine Partners I, L.P. (Filer) CIK: 0001676515 (see all company filings)

EIN.: 473604432 | State of Incorp.: GA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-13 | Film No.: 221137155

Mailing Address C/O THOROFARE CAPITAL 633 WEST FIFTH ST., SUITE 2200 LOS ANGELES CA 90071
Business Address C/O THOROFARE CAPITAL 633 WEST FIFTH ST., SUITE 2200 LOS ANGELES CA 90071 213-873-4000
Thorofare Asset Based Lending Fund V, L.P. (Filer) CIK: 0001719071 (see all company filings)

EIN.: 821607577 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-02 | Film No.: 221137144

Mailing Address C/O THOROFARE CAPITAL, INC. 633 W. FIFTH STREET, SUITE 2200 LOS ANGELES CA 90071
Business Address C/O THOROFARE CAPITAL, INC. 633 W. FIFTH STREET, SUITE 2200 LOS ANGELES CA 90071 213-873-4000
Thorofare Asset Based Lending REIT Fund V, LLC (Filer) CIK: 0001726547 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-01 | Film No.: 221137143

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110 6178807480
Callodine Capital Fund, LP (Filer) CIK: 0001741616 (see all company filings)

EIN.: 825059180 | State of Incorp.: DE | Fiscal Year End: 1218
Type: 40-APP/A | Act: 40 | File No.: 812-15348-11 | Film No.: 221137153

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110 6178807480
Callodine Capital Management, LP (Filer) CIK: 0001741675 (see all company filings)

EIN.: 815323008 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-16 | Film No.: 221137158

Mailing Address C/O WALKERS CORPORATE LIMITED CAYMAN CORP CENTRE, 27 HOSPITAL ROAD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008
Business Address C/O WALKERS CORPORATE LIMITED CAYMAN CORP CENTRE, 27 HOSPITAL ROAD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 617-880-7480
Callodine Capital Offshore Fund, Ltd. (Filer) CIK: 0001768435 (see all company filings)

EIN.: 981465977 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-10 | Film No.: 221137151

Mailing Address 2200 RAND BUILDING BUFFALO NY 14203
Business Address 2200 RAND BUILDING BUFFALO NY 14203 (716) 853-0802
Rand Capital Management LLC (Filer) CIK: 0001806157 (see all company filings)

EIN.: 842246964 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-18 | Film No.: 221137160

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110 617-880-7480
Callodine BDC Income Fund, LP (Filer) CIK: 0001814004 (see all company filings)

EIN.: 850570600 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-08 | Film No.: 221137150

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address C/O WALKERS CORPORATE LIMITED CAYMAN CORP CENTRE, 27 HOSPITAL RD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 617-880-7480
Callodine Capital Master Fund, LP (Filer) CIK: 0001829073 (see all company filings)

EIN.: 981423349 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-09 | Film No.: 221137152

Mailing Address 545 BOYLSTON STREET, 10TH FLOOR BOSTON MA 02116
Business Address 545 BOYLSTON STREET, 10TH FLOOR BOSTON MA 02116 617-588-3318
Callodine Asset Based Loan Fund II, LP (Filer) CIK: 0001885941 (see all company filings)

EIN.: 862812524 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-12 | Film No.: 221137154

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110 617-880-7480
Callodine Equity Income Fund, LP (Filer) CIK: 0001901993 (see all company filings)

EIN.: 873407544 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-07 | Film No.: 221137149

Mailing Address 1405 RAND BUILDING BUFFALO NY 14203
Business Address 1405 RAND BUILDING BUFFALO NY 14203 (716) 853-0802
Rand Capital Sub LLC (Filer) CIK: 0001923416 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-17 | Film No.: 221137159

Mailing Address 100 NORTH PACIFIC COAST HIGHWAY EL SEGUNDO CA 90245
Business Address 100 NORTH PACIFIC COAST HIGHWAY EL SEGUNDO CA 90245 (213) 873-4000
Thorofare, LLC (Filer) CIK: 0001926490 (see all company filings)

EIN.: 272801751 | State of Incorp.: CA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-05 | Film No.: 221137147

Mailing Address 545 BOYLSTON STREET 10TH FLOOR BOSTON MA 02116
Business Address 545 BOYLSTON STREET 10TH FLOOR BOSTON MA 02116 (617) 880-7480
Callodine Credit Management, LLC (Filer) CIK: 0001927492 (see all company filings)

EIN.: 862842625 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-15 | Film No.: 221137157

Mailing Address ONE BUCKHEAD PLAZA, SUITE 225 3060 PEACHTREE ROAD ATLANTA GA 30305
Business Address ONE BUCKHEAD PLAZA, SUITE 225 3060 PEACHTREE ROAD ATLANTA GA 30305 (617) 880-7480
Callodine Strategic Credit, LLC (Filer) CIK: 0001927493 (see all company filings)

EIN.: 851649648 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-14 | Film No.: 221137156

Mailing Address ONE BUCKHEAD PLAZA, SUITE 225 3060 PEACHTREE ROAD ATLANTA GA 30305
Business Address ONE BUCKHEAD PLAZA, SUITE 225 3060 PEACHTREE ROAD ATLANTA GA 30305 (617) 880-7480
Callodine Strategic Credit Fund II, LP (Filer) CIK: 0001927494 (see all company filings)

EIN.: 862265514 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-06 | Film No.: 221137148

Mailing Address 545 BOYLSTON STREET, 10TH FLOOR BOSTON MA 02116
Business Address 545 BOYLSTON STREET, 10TH FLOOR BOSTON MA 02116 617-880-7484
Callodine Perpetual ABL Fund, LP (Filer) CIK: 0001940770 (see all company filings)

EIN.: 883157933 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15348-19 | Film No.: 221137142