Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000812291-17-000006
Filing Date
2017-05-30
Accepted
2017-05-30 20:31:51
Documents
2
Period of Report
2017-03-31
Effectiveness Date
2017-05-30

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2229
3 SOFCFINAL.pdf FULL 292535
  Complete submission text file 0000812291-17-000006.txt   406520
Mailing Address 320 PARK AVENUE 12TH FLOOR NEW YORK NY 10022
Business Address 320 PARK AVENUE 12TH FLOOR NEW YORK NY 10022 212-209-9386
MIZUHO SECURITIES USA LLC (Filer) CIK: 0000812291 (see all company filings)

EIN.: 362880742 | State of Incorp.: DE | Fiscal Year End: 0331
Type: X-17A-5 | Act: 34 | File No.: 008-37710 | Film No.: 17879275