Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-17-006069
Filing Date
2017-04-14
Accepted
2017-05-11 15:57:55
Documents
1
Period of Report
2016-12-31
Effectiveness Date
2017-04-14

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-17-006069.paper X-17A-5 294
  Scanned paper document scanned.pdf   173928
  Complete submission text file 9999999997-17-006069.txt   1444
Mailing Address 575 D'ONOFRIO DRIVE SUITE 300 MADISON WI 53719
Business Address 575 D'ONOFRIO DRIVE SUITE 300 MADISON WI 53719 (608) 662-6100
HARBOUR INVESTMENTS, INC. (Filer) CIK: 0000810121 (see all company filings)

EIN.: 391571149 | State of Incorp.: WI | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-37373 | Film No.: 17016854