Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000803039-24-000002
Filing Date
2024-02-28
Accepted
2024-02-28 17:05:19
Documents
2
Period of Report
2023-12-31
Effectiveness Date
2024-02-28

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2324
3 tradeupshort.pdf FULL 1820997
  Complete submission text file 0000803039-24-000002.txt   2512145
Mailing Address 437 MADISON AVE 27TH FLOOR NEW YORK NY 10022
Business Address 437 MADISON AVE 27TH FLOOR NEW YORK NY 10022 973-228-2886
TRADEUP SECURITIES, INC. (Filer) CIK: 0000803039 (see all company filings)

EIN.: 222745263 | State of Incorp.: NJ | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-36754 | Film No.: 24696654