Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000803012-19-000011
Filing Date
2019-12-20
Accepted
2019-12-20 15:17:45
Documents
2
Period of Report
2019-10-31
Effectiveness Date
2019-12-20

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2210
3 SOFC TDSSOFC2019rv.pdf FULL 2128903
  Complete submission text file 0000803012-19-000011.txt   2932865
Mailing Address 31 WEST 52ND STREET NEW YORK NY 10019-6101
Business Address 31 WEST 52ND STREET NEW YORK NY 10019-6101 212-827-6971
TD SECURITIES (USA) LLC (Filer) CIK: 0000803012 (see all company filings)

EIN.: 581495511 | State of Incorp.: DE | Fiscal Year End: 1031
Type: X-17A-5 | Act: 34 | File No.: 008-36747 | Film No.: 191300839