EDGAR Filing Documents for 0001193125-09-167141

Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]

SEC Accession No. 0001193125-09-167141

Filing Date

2009-08-06

Accepted

2009-08-06 16:02:28

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	THE TOCQUEVILLE TRUST - DELAFIELD SELECT FUND	dn14a.htm	N-14/A	816511
2	AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION	dex994.htm	EX-99.(4)	83125
3	FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN THE REGISTRANT	dex996.htm	EX-99.(6)	26661
4	FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT	dex997.htm	EX-99.(7)	25388
5	CUSTODY AGREEMENT BETWEEN THE REGISTRANT AND U.S. BANK, N.A	dex999.htm	EX-99.(9)	245296
6	FORM OF AMENDMENT TO THE CUSTODY AGREEMENT	dex999a.htm	EX-99.(9)(A)	6223
7	PLAN FOR PAYMENT OF CERTAIN EXPENSES FOR DISTRIBUTION OR SHAREHOLDER SERVICING	dex9910.htm	EX-99.(10)	68547
8	OPINION OF COUNSEL REGARDING LEGALITY OF ISSUANCE OF SHARES AND OTHER MATTERS	dex9911a.htm	EX-99.(11)(A)	13551
9	CONSENT OF PAUL, HASTINGS, JANOFSKY & WALKER LLP	dex9911b.htm	EX-99.(11)(B)	1443
10	OPINION OF COUNSEL ON TAX MATTERS	dex9912.htm	EX-99.(12)	21001
11	FORM OF AMENDMENT TO THE ADMINISTRATION AGREEMENT	dex9913ai.htm	EX-99.(13)(A)(I)	6427
12	FORM OF AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENT	dex9913bi.htm	EX-99.(13)(B)(I)	6385
13	FORM OF AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT	dex9913ci.htm	EX-99.(13)(C)(I)	6457
14	FORM OF AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMEN	dex9913di.htm	EX-99.(13)(D)(I)	6592
15	FORM OF AMENDMENT TO THE AMENDED AND RESTATED PROSPECT SERVICING AGREEMENT	dex9913ei.htm	EX-99.(13)(E)(I)	6406
16	CONSENT OF PRICEWATERHOUSECOOPERS	dex9914.htm	EX-99.(14)	1435
17	FORM OF PROXY BALLOT	dex9917.htm	EX-99.(17)	14115
20	GRAPHIC	g12143g16f13.jpg	GRAPHIC	8488
21	GRAPHIC	g12143g41j55.jpg	GRAPHIC	4728
	Complete submission text file	0001193125-09-167141.txt		1376300

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0000801444	acquiring
Series S000026565		The Select Fund
Class/Contract C000079773		The Select Fund
CIK 0000052136	target
Series S000022575		Delafield Select Fund
Class/Contract C000065274		Class A
Class/Contract C000065275		Class C
Class/Contract C000065276		Class Y

Mailing Address 40 WEST 57TH ST. 19TH FLOOR NEW YORK NY 10019

Business Address 40 WEST 57TH ST. 19TH FL NEW YORK NY 10019 2126980800

TOCQUEVILLE TRUST (Filer) CIK: 0000801444 (see all company filings)