EDGAR Filing Documents for 0000894189-22-007523

Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]

SEC Accession No. 0000894189-22-007523

Filing Date

2022-10-12

Accepted

2022-10-12 17:22:54

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	TOCQUEVILLE FUNDS N-14/A	tocquevillen-14a.htm	N-14/A	1707737
2	EX-99.11(C) OPINION OF SULLIVAN & WORCESTER REGARDING TOCQUEVILLE OPPORTUNITY	tocquevillefundn-14opinion.htm	EX-99.11(C)	12946
3	EX-99.11(D) OPINION OF SULLIVAN & WORCESTER REGARDING TOCQUEVILLE PHOENIX FUND	tocquevillefundn-14opiniona.htm	EX-99.11(D)	13029
4	EX-99.11(E) CONSENT OF COUNSEL	tocquevillen-14consentofco.htm	EX-99.11(E)	2252
5	EX-99.12 FORM OF OPINION REGARDING CERTAIN TAX MATTERS	tocquevillen-14taxopinion.htm	EX-99.12	25654
6	EX-99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM	tocquevillen-14consentlett.htm	EX-99.14	3142
7	EX-99.17 FORM OF PROXY CARD	tocquevilleproxycard.htm	EX-99.17	25471
9		chart-118cd650f1ea4fedaf5a.jpg	GRAPHIC	68099
10		chart-59bb6e831ab74f0a8c5a.jpg	GRAPHIC	65263
11		chart-a266de9191c548f9b3ba.jpg	GRAPHIC	66363
12		phlogo.jpg	GRAPHIC	4887
13		phlogo2png.jpg	GRAPHIC	15804
14		sullivanlogo.jpg	GRAPHIC	30855
15		sullivanlogo1.jpg	GRAPHIC	30855
16		sullivanoffices.jpg	GRAPHIC	4029
17		sullivanoffices1.jpg	GRAPHIC	4029
	Complete submission text file	0000894189-22-007523.txt		2192872

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0000801444	acquiring
Series S000006346		The Tocqueville Fund
Class/Contract C000017445		The Tocqueville Fund	TOCQX
CIK 0000801444	target
Series S000006347		The Tocqueville Opportunity Fund
Class/Contract C000017446		The Tocqueville Opportunity Fund	TOPPX
CIK 0000801444
Series S000026564		The Tocqueville Phoenix Fund
Class/Contract C000079772		The Tocqueville Phoenix Fund	TOPHX

Mailing Address 40 WEST 57TH ST. 19TH FLOOR NEW YORK NY 10019

Business Address 40 WEST 57TH ST. 19TH FL NEW YORK NY 10019 2126980800