Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | HARBOR FUNDS | d583237d485apos.htm | 485APOS | 2330926 |
| 2 | AMENDED AND RESTATED AGREEMENT AND DECLARATIONS OF TRUST DATED JULY 1, 2013 | d583237dex99a1.htm | EX-99.A.(1) | 115430 |
| 3 | ESTABLISHMENT AND DESIGNATION OF SERIES OF SHARES OF BENEFICIAL INTEREST | d583237dex99a2.htm | EX-99.A.(2) | 21177 |
| 4 | INVESTMENT ADVISORY AGREEMENT - MID CAP GROWTH FUND | d583237dex99d1.htm | EX-99.D.(1) | 41605 |
| 5 | INVESTMENT ADVISORY AGREEMENT - SMALL CAP GROWTH FUND | d583237dex99d2.htm | EX-99.D.(2) | 40995 |
| 6 | INVESTMENT ADVISORY AGREEMENT - INTERNATIONAL GROWTH FUND | d583237dex99d3.htm | EX-99.D.(3) | 41476 |
| 7 | INVESTMENT ADVISORY AGREEMENT - CAPITAL APPRECIATION FUND | d583237dex99d4.htm | EX-99.D.(4) | 40840 |
| 8 | INVESTMENT ADVISORY AGREEMENT - INTERNATIONAL FUND | d583237dex99d5.htm | EX-99.D.(5) | 43194 |
| 9 | INVESTMENT ADVISORY AGREEMENT - LARGE CAP VALUE FUND | d583237dex99d6.htm | EX-99.D.(6) | 40684 |
| 10 | INVESTMENT ADVISORY AGREEMENT - BOND FUND | d583237dex99d7.htm | EX-99.D.(7) | 41009 |
| 11 | INVESTMENT ADVISORY AGREEMENT - MONEY MARKET FUND | d583237dex99d8.htm | EX-99.D.(8) | 40758 |
| 12 | INVESTMENT ADVISORY AGREEMENT - SMALL CAP VALUE FUND | d583237dex99d9.htm | EX-99.D.(9) | 40858 |
| 13 | INVESTMENT ADVISORY AGREEMENT - MID CAP VALUE FUND | d583237dex99d10.htm | EX-99.D.(10) | 40770 |
| 14 | INVESTMENT ADVISORY AGREEMENT - HIGH-YIELD BOND FUND | d583237dex99d11.htm | EX-99.D.(11) | 41544 |
| 15 | INVESTMENT ADVISORY AGREEMENT - REAL RETURN FUND | d583237dex99d12.htm | EX-99.D.(12) | 40882 |
| 16 | INVESTMENT ADVISORY AGREEMENT - GLOBAL VALUE FUND | d583237dex99d13.htm | EX-99.D.(13) | 40980 |
| 17 | INVESTMENT ADVISORY AGREEMENT - COMMODITY REAL RETURN STRATEGY FUND | d583237dex99d14.htm | EX-99.D.(14) | 42083 |
| 18 | INVESTMENT ADVISORY AGREEMENT - TARGET RETIREMENT FUND | d583237dex99d15.htm | EX-99.D.(15) | 37007 |
| 19 | INVESTMENT ADVISORY AGREEMENT - GLOBAL GROWTH FUND | d583237dex99d16.htm | EX-99.D.(16) | 40933 |
| 20 | INVESTMENT ADVISORY AGREEMENT - UNCONSTRAINED BOND FUND | d583237dex99d17.htm | EX-99.D.(17) | 41295 |
| 21 | INVESTMENT ADVISORY AGREEMENT - CONVERTIBLE SECURITIES FUND | d583237dex99d18.htm | EX-99.D.(18) | 41469 |
| 22 | INVESTMENT ADVISORY AGREEMENT - EMERGING MARKETS DEBT FUND | d583237dex99d19.htm | EX-99.D.(19) | 40567 |
| 23 | INVESTMENT ADVISORY AGREEMENT - EMERGING MARKETS EQUITY FUND | d583237dex99d20.htm | EX-99.D.(20) | 42685 |
| 24 | FORM OF CONTRACTUAL EXPENSE LIMITATION - EMERGING MARKETS EQUITY FUND | d583237dex99d21.htm | EX-99.D.(21) | 8705 |
| 25 | CONTRACTUAL EXPENSE LIMITATION - INTERNATIONAL GROWTH FUND | d583237dex99d22.htm | EX-99.D.(22) | 8789 |
| 26 | SUBADVISORY AGREEMENT -- WELLINGTON CAPITAL -- MID CAP GROWTH FUND | d583237dex99d25.htm | EX-99.D.(25) | 41787 |
| 27 | SUBADVISORY AGREEMENT -- WESTFIELD CAPITAL -- SMALL CAP GROWTH FUND | d583237dex99d26.htm | EX-99.D.(26) | 36981 |
| 28 | SUBADVISORY AGREEMENT -- BAILLIE GIFFORD -- INTERNATIONAL GROWTH FUND | d583237dex99d27.htm | EX-99.D.(27) | 50260 |
| 29 | SUBADVISORY AGREEMENT -- JENNISON ASSOCIATES -- CAPITAL APPRECIATION FUND | d583237dex99d28.htm | EX-99.D.(28) | 45150 |
| 30 | SUBADVISORY AGREEMENT -- PACIFIC MANAGEMENT -- BOND FUND | d583237dex99d29.htm | EX-99.D.(29) | 49147 |
| 31 | SUBADVISORY AGREEMENT -- FISHER, FRANCIS, TREES AND WATTS -- MONEY MARKET FUND | d583237dex99d30.htm | EX-99.D.(30) | 35538 |
| 32 | SUBADVISORY AGREEMENT -- EARNEST PARTNERS LLC -- SMALL CAP VALUE FUND | d583237dex99d31.htm | EX-99.D.(31) | 38354 |
| 33 | SUBADVISORY AGREEMENT -- ARISTOTLE CAPITAL MANAGEMENT -- LARGE CAP VALUE FUND | d583237dex99d32.htm | EX-99.D.(32) | 44480 |
| 34 | SUBADVISORY AGREEMENT -- LSV CAPITAL MANAGEMENT -- MID CAP VALUE FUND | d583237dex99d33.htm | EX-99.D.(33) | 38998 |
| 35 | SUBADVISORY AGREEMENT -- SHENKMAN CAPITAL MANAGEMENT -- HIGH-YIELD BOND FUND | d583237dex99d34.htm | EX-99.D.(34) | 45920 |
| 36 | SUBADVISORY AGREEMENT -- PACIFIC MANAGEMENT INVESTMENT -- REAL RETURN FUND | d583237dex99d35.htm | EX-99.D.(35) | 51407 |
| 37 | SUBADVISORY AGREEMENT -- CAUSEWAY CAPITAL MANAGEMENT -- GLOBAL VALUE FUND | d583237dex99d36.htm | EX-99.D.(36) | 40300 |
| 38 | SUBADVISORY AGREEMENT -- PACIFIC MANAGEMENT INVEST. -- REAL RETURN STRATEGY FUND | d583237dex99d37.htm | EX-99.D.(37) | 53044 |
| 39 | SUBADVISORY AGREEMENT -- MARSICO CAPITAL MANAGEMENT, LLC -- GLOBAL GROWTH FUND | d583237dex99d38.htm | EX-99.D.(38) | 39252 |
| 40 | SUBADVISORY AGREEMENT -- NORTHERN CROSS, LLC -- INTERNATIONAL FUND | d583237dex99d39.htm | EX-99.D.(39) | 38478 |
| 41 | SUBADVISORY AGREEMENT -- PACIFIC MANAGEMENT INVEST. -- UNCONSTRAINED BOND FUND | d583237dex99d40.htm | EX-99.D.(40) | 53491 |
| 42 | SUBADVISORY AGREEMENT -- SHENKMAN CAPITAL -- CONVERTIBLE SECURITIES FUND | d583237dex99d41.htm | EX-99.D.(41) | 51311 |
| 43 | SUBADVISORY AGREEMENT -- STONE HARBOR INVESTMENT -- EMERGING MARKETS DEBT FUND | d583237dex99d42.htm | EX-99.D.(42) | 41921 |
| 44 | FORM OF SUBADVISORY AGREEMENT -- OAKTREE CAPITAL -- EMERGING MARKETS EQUITY FUND | d583237dex99d43.htm | EX-99.D.(43) | 51720 |
| 45 | FORM OF AM. TO DIST. AGREE. BETWEEN REGISTRANT AND HARBOR FUNDS DISTRIBUTORS | d583237dex99e3.htm | EX-99.E.(3) | 20257 |
| 46 | FORM OF AM. TO CUSTODIAN AGREEMENT BETWEEN THE REGISTRANT AND STATE STREET BANK | d583237dex99g2.htm | EX-99.G.(2) | 6077 |
| 47 | FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT AMENDMENT DATED NOVEMBER 1, 2013 | d583237dex99h2.htm | EX-99.H.(2) | 8323 |
| 48 | HARBOR CAPITAL ADVISORS, INC. CODE OF ETHICS DATED AUGUST 6, 2013 | d583237dex99p2.htm | EX-99.P.(2) | 210677 |
| 49 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC CODE OF ETHICS | d583237dex99p4.htm | EX-99.P.(4) | 80151 |
| 50 | BNP INVEST. PARTNERS USA COVERING FISCHER, FRANCIS TREES & WATTS CODE OF ETHICS | d583237dex99p5.htm | EX-99.P.(5) | 177665 |
| 51 | WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P. CODE OF ETHICS DATED MARCH 3, 2013 | d583237dex99p7.htm | EX-99.P.(7) | 130210 |
| 52 | LSV ASSET MANAGEMENT CODE OF ETHICS DATED SEPTEMBER 25, 2012 | d583237dex99p9.htm | EX-99.P.(9) | 61278 |
| 53 | SHENKMAN CAPITAL MANAGEMENT, INC. CODE OF ETHICS DATED SEPTEMBER 1, 2012 | d583237dex99p10.htm | EX-99.P.(10) | 252945 |
| 54 | ARISTOTLE CAPITAL MANAGEMENT, LLC CODE OF ETHICS DATED APRIL 30, 2013 | d583237dex99p13.htm | EX-99.P.(13) | 198811 |
| 55 | NORTHERN CROSS, LLC CODE OF ETHICS DATED MARCH 21, 2013 | d583237dex99p14.htm | EX-99.P.(14) | 79449 |
| 56 | BAILLIE GIFFORD OVERSEAS LIMITED CODE OF ETHICS DATED MAY 31, 2013 | d583237dex99p16.htm | EX-99.P.(16) | 162932 |
| 57 | OAKTREE CAPITAL MANAGEMENT, L.P. CODE OF ETHICS DATED APRIL 2013 | d583237dex99p17.htm | EX-99.P.(17) | 199152 |
| 59 | GRAPHIC | g583237g11e18.jpg | GRAPHIC | 22995 |
| 60 | GRAPHIC | g583237g13s68.jpg | GRAPHIC | 14971 |
| 61 | GRAPHIC | g583237g15g77.jpg | GRAPHIC | 391184 |
| 62 | GRAPHIC | g583237g17x90.jpg | GRAPHIC | 3169 |
| 63 | GRAPHIC | g583237g17z95.jpg | GRAPHIC | 3763 |
| 64 | GRAPHIC | g583237g23b46.jpg | GRAPHIC | 4057 |
| 65 | GRAPHIC | g583237g26a32.jpg | GRAPHIC | 15512 |
| 66 | GRAPHIC | g583237g32v31.jpg | GRAPHIC | 2466 |
| 67 | GRAPHIC | g583237g35p22.jpg | GRAPHIC | 12225 |
| 68 | GRAPHIC | g583237g37t54.jpg | GRAPHIC | 12937 |
| 69 | GRAPHIC | g583237g43u54.jpg | GRAPHIC | 21298 |
| 70 | GRAPHIC | g583237g44b00.jpg | GRAPHIC | 3224 |
| 71 | GRAPHIC | g583237g67a43.jpg | GRAPHIC | 29570 |
| 72 | GRAPHIC | g583237g70r87.jpg | GRAPHIC | 4939 |
| 73 | GRAPHIC | g583237g74x07.jpg | GRAPHIC | 4756 |
| 74 | GRAPHIC | g583237g79f38.jpg | GRAPHIC | 9739 |
| 75 | GRAPHIC | g583237g79r38.jpg | GRAPHIC | 4057 |
| 76 | GRAPHIC | g583237g87t24.jpg | GRAPHIC | 8775 |
| 77 | GRAPHIC | g583237g90s32.jpg | GRAPHIC | 28035 |
| 78 | GRAPHIC | g583237g97e51.jpg | GRAPHIC | 17785 |
| 79 | filename79.htm | COVER | 12471 | |
| Complete submission text file | 0001193125-13-336741.txt | 6608136 |
Series and Classes/Contracts Information:
| New | |||
| Status | Name | Ticker Symbol | |
| CIK 0000793769 | |||
| Series S000042777 | new | Harbor Emerging Markets Equity Fund | |
| Class/Contract C000132317 | Institutional Class | ||
| Class/Contract C000132318 | Administrative Class | ||
| Class/Contract C000132319 | Investor Class | ||
EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 485APOS | Act: 33 | File No.: 033-05852 | Film No.: 131043081
EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 485APOS | Act: 40 | File No.: 811-04676 | Film No.: 131043082
