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Filing Detail
Form S-4/A - Registration of securities, business combinations: [Amend]
SEC Accession No. 0001047469-09-007951
Filing Date
2009-08-24
Accepted
2009-08-24 17:10:41
Documents
53

Document Format Files

Seq Description Document Type Size
1 S-4/A a2193625zs-4a.htm S-4/A 3605791
2 EX-3.4 a2193625zex-3_4.htm EX-3.4 17660
3 EX-3.5 a2193625zex-3_5.htm EX-3.5 103432
4 EX-3.6 a2193625zex-3_6.htm EX-3.6 9785
5 EX-3.7 a2193625zex-3_7.htm EX-3.7 5096
6 EX-3.8 a2193625zex-3_8.htm EX-3.8 13367
7 EX-3.9 a2193625zex-3_9.htm EX-3.9 36914
8 EX-3.10 a2193625zex-3_10.htm EX-3.10 49260
9 EX-3.11 a2193625zex-3_11.htm EX-3.11 15016
10 EX-3.12 a2193625zex-3_12.htm EX-3.12 79045
11 EX-3.13 a2193625zex-3_13.htm EX-3.13 33716
12 EX-3.14 a2193625zex-3_14.htm EX-3.14 54332
13 EX-3.15 a2193625zex-3_15.htm EX-3.15 6172
14 EX-3.16 a2193625zex-3_16.htm EX-3.16 31446
15 EX-3.17 a2193625zex-3_17.htm EX-3.17 6509
16 EX-3.18 a2193625zex-3_18.htm EX-3.18 6858
17 EX-3.19 a2193625zex-3_19.htm EX-3.19 17619
18 EX-3.20 a2193625zex-3_20.htm EX-3.20 10311
19 EX-3.21 a2193625zex-3_21.htm EX-3.21 332197
20 EX-3.22 a2193625zex-3_22.htm EX-3.22 93981
21 EX-3.23 a2193625zex-3_23.htm EX-3.23 57695
22 EX-3.24 a2193625zex-3_24.htm EX-3.24 69084
23 EX-3.25 a2193625zex-3_25.htm EX-3.25 25280
24 EX-3.26 a2193625zex-3_26.htm EX-3.26 16574
25 EX-3.27 a2193625zex-3_27.htm EX-3.27 13915
26 EX-3.28 a2193625zex-3_28.htm EX-3.28 14067
27 EX-3.29 a2193625zex-3_29.htm EX-3.29 15972
28 EX-3.30 a2193625zex-3_30.htm EX-3.30 16778
29 EX-3.31 a2193625zex-3_31.htm EX-3.31 62996
30 EX-3.32 a2193625zex-3_32.htm EX-3.32 8492
31 EX-3.33 a2193625zex-3_33.htm EX-3.33 272146
32 EX-3.34 a2193625zex-3_34.htm EX-3.34 29000
33 EX-3.35 a2193625zex-3_35.htm EX-3.35 306418
34 EX-3.36 a2193625zex-3_36.htm EX-3.36 6316
35 EX-3.37 a2193625zex-3_37.htm EX-3.37 8327
36 EX-3.38 a2193625zex-3_38.htm EX-3.38 5042
37 EX-3.39 a2193625zex-3_39.htm EX-3.39 268960
38 EX-3.40 a2193625zex-3_40.htm EX-3.40 12012
39 EX-3.41 a2193625zex-3_41.htm EX-3.41 5813
40 EX-3.42 a2193625zex-3_42.htm EX-3.42 132704
41 EX-5.1 a2193625zex-5_1.htm EX-5.1 19629
42 EX-10.7 a2193625zex-10_7.htm EX-10.7 558443
43 EX-10.18 a2193625zex-10_18.htm EX-10.18 93000
44 EX-10.21 a2193625zex-10_21.htm EX-10.21 36400
45 EX-10.22 a2193625zex-10_22.htm EX-10.22 72096
46 EX-10.23 a2193625zex-10_23.htm EX-10.23 20839
47 EX-12 a2193625zex-12.htm EX-12 74683
48 EX-23.1 a2193625zex-23_1.htm EX-23.1 3429
51 G710765.JPG g710765.jpg GRAPHIC 10782
52 G129892PII001.JPG g129892pii001.jpg GRAPHIC 3339
53 G129892LTI001.JPG g129892lti001.jpg GRAPHIC 2195
54 filename54.htm CORRESP 197237
55 filename55.htm CORRESP 16375
  Complete submission text file 0001047469-09-007951.txt   7001401
Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
NWQ INVESTMENT MANAGEMENT CO LLC (Filer) CIK: 0000763848 (see all company filings)

IRS No.: 470875103 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-07 | Film No.: 091031782

Mailing Address 333 WEST WACKER DR CHICAGO IL 60606
Business Address 333 W WACKER DR CHICAGO IL 60606 3129177700
NUVEEN INVESTMENTS INC (Filer) CIK: 0000885708 (see all company filings)

IRS No.: 363817266 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221 | Film No.: 091031783
SIC: 6282 Investment Advice

Mailing Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104
Business Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104 4156764000
SYMPHONY ASSET MANAGEMENT LLC (Filer) CIK: 0001030815 (see all company filings)

IRS No.: 943252504 | State of Incorp.: CA | Fiscal Year End: 0331
Type: S-4/A | Act: 33 | File No.: 333-159221-03 | Film No.: 091031781

Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
Tradewinds Global Investors, LLC (Filer) CIK: 0001383221 (see all company filings)

IRS No.: 020767178 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-02 | Film No.: 091031780

Mailing Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602
Business Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602 312-895-1001
Windy City Investments, Inc. (Filer) CIK: 0001426493 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-13 | Film No.: 091031779

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen HydePark Group, LLC (Filer) CIK: 0001426787 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-12 | Film No.: 091031778

Mailing Address 333 WEST WACKER DRIVE CHICAGO IL 60606
Business Address 333 WEST WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen Investment Solutions, Inc. (Filer) CIK: 0001456515 (see all company filings)

IRS No.: 363293941 | State of Incorp.: IL | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-06 | Film No.: 091031777

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Institutional Services Group LLC (Filer) CIK: 0001463372 (see all company filings)

IRS No.: 861071549 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-08 | Film No.: 091031791

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Advisers Inc. (Filer) CIK: 0001463373 (see all company filings)

IRS No.: 043714572 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-10 | Film No.: 091031790

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Winslow Capital Management, Inc. (Filer) CIK: 0001463881 (see all company filings)

IRS No.: 411719690 | State of Incorp.: MN | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-01 | Film No.: 091031789

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Rittenhouse Asset Management, Inc. (Filer) CIK: 0001463882 (see all company filings)

IRS No.: 232119472 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-05 | Film No.: 091031788

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
NWQ Holdings, LLC (Filer) CIK: 0001463884 (see all company filings)

IRS No.: 020767175 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-14 | Film No.: 091031787

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Holdings, Inc. (Filer) CIK: 0001463885 (see all company filings)

IRS No.: 367364377 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-09 | Film No.: 091031786

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Asset Management (Filer) CIK: 0001463893 (see all company filings)

IRS No.: 310942504 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-11 | Film No.: 091031784

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Santa Barbara Asset Management, LLC (Filer) CIK: 0001463898 (see all company filings)

IRS No.: 203432117 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-04 | Film No.: 091031785