Form D - Notice of Exempt Offering of Securities:
SEC Accession No. 0000702007-17-000005
Filing Date
2017-07-13
Accepted
2017-07-12 19:34:08
Documents
1
Effectiveness Date
2017-07-13
Items
Item 06b:

Document Format Files

Seq Description Document Type Size
1 primary_doc.html D  
1 primary_doc.xml D 5670
  Complete submission text file 0000702007-17-000005.txt   6940
Mailing Address PO BOX 190 SAUSALITO CA 94966-0190
Business Address 30 LIBERTY SHIP WAY #3225 SAUSALITO CA 94965-3324 415-367-4981
CALDWELL SECURITIES, INC (Filer) CIK: 0000702007 (see all company filings)

EIN.: 942799654 | State of Incorp.: CA | Fiscal Year End: 0930
Type: D | Act: 33 | File No.: 021-290582 | Film No.: 17962479