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Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000048966-23-000005
Filing Date
2023-02-24
Accepted
2023-02-24 18:28:26
Documents
2
Period of Report
2022-12-31
Effectiveness Date
2023-02-24

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2292
2 CNCSFCVE3TEXT.pdf FULL 11726659
  Complete submission text file 0000048966-23-000005.txt   15823934
Mailing Address 599 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10022
Business Address 599 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10022 646-562-1727
COWEN AND COMPANY, LLC (Filer) CIK: 0000048966 (see all company filings)

IRS No.: 841702964 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-22522 | Film No.: 23669296