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Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000048966-22-000001
Filing Date
2022-02-25
Accepted
2022-02-25 18:24:31
Documents
2
Period of Report
2021-12-31
Effectiveness Date
2022-02-25

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2240
3 CNC2021SFCFINAL.pdf FULL 488385
  Complete submission text file 0000048966-22-000001.txt   676539
Mailing Address 599 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10022
Business Address 599 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10022 646-562-1727
COWEN AND COMPANY, LLC (Filer) CIK: 0000048966 (see all company filings)

IRS No.: 841702964 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-22522 | Film No.: 22682958