Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000278331-20-000002
Filing Date
2020-03-02
Accepted
2020-03-02 12:18:26
Documents
2
Period of Report
2019-12-31
Effectiveness Date
2020-03-02

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2295
2 SOFC ONLY 5_APEX_2019_SOFC.pdf FULL 317061
  Complete submission text file 0000278331-20-000002.txt   440282
Mailing Address ONE DALLAS CENTER 350 N. ST. PAUL, SUITE 1300 DALLAS TX 75201
Business Address ONE DALLAS CENTER 350 N. ST. PAUL, SUITE 1300 DALLAS TX 75201 214-765-1565
APEX CLEARING CORPORATION (Filer) CIK: 0000278331 (see all company filings)

EIN.: 132967453 | State of Incorp.: NY | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-23522 | Film No.: 20675589