<SEC-DOCUMENT>0000278331-16-000019-index.html : 20160229
<SEC-HEADER>0000278331-16-000019.hdr.sgml : 20160229
<ACCEPTANCE-DATETIME>20160229114731
ACCESSION NUMBER:		0000278331-16-000019
CONFORMED SUBMISSION TYPE:	X-17A-5
PUBLIC DOCUMENT COUNT:		6
CONFORMED PERIOD OF REPORT:	20151231
FILED AS OF DATE:		20160229
EFFECTIVENESS DATE:		20160229
<PERIOD-START>20150101

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			APEX CLEARING CORPORATION
		CENTRAL INDEX KEY:			0000278331
		IRS NUMBER:				132967453
		STATE OF INCORPORATION:			NY
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		X-17A-5
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	008-23522
		FILM NUMBER:		161465713

	BUSINESS ADDRESS:	
		STREET 1:		ONE DALLAS CENTER
		STREET 2:		350 N. ST. PAUL, SUITE 1300
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75201
		BUSINESS PHONE:		214-765-1055

	MAIL ADDRESS:	
		STREET 1:		ONE DALLAS CENTER
		STREET 2:		350 N. ST. PAUL, SUITE 1300
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75201

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC.
		DATE OF NAME CHANGE:	20120607

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	APEX CLEARING CORPORATION
		DATE OF NAME CHANGE:	20120607

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC.
		DATE OF NAME CHANGE:	20070713
</SEC-HEADER>
<DOCUMENT>
<TYPE>X-17A-5
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
Document 1 - file: primary_doc.html

Document 1 - RAW XML: primary_doc.xml

</DOCUMENT>
<DOCUMENT>
<TYPE>ACCT RPT FIN RPT
<SEQUENCE>2
<FILENAME>opinion2.pdf
<DESCRIPTION>OPINION LETTER
<TEXT>
Document 2 - file: opinion2.pdf

</DOCUMENT>
<DOCUMENT>
<TYPE>STMT FIN COND NOTES
<SEQUENCE>4
<FILENAME>notes2.pdf
<DESCRIPTION>NOTES
<TEXT>
Document 4 - file: notes2.pdf

</DOCUMENT>
<DOCUMENT>
<TYPE>STMT FIN COND
<SEQUENCE>5
<FILENAME>sofc2.pdf
<DESCRIPTION>BALANCE SHEET
<TEXT>
Document 5 - file: sofc2.pdf

</DOCUMENT>
<DOCUMENT>
<TYPE>COMP NET CAP
<SEQUENCE>10
<FILENAME>netcap2.pdf
<DESCRIPTION>NET CAPITAL
<TEXT>
Document 10 - file: netcap2.pdf

</DOCUMENT>
<DOCUMENT>
<TYPE>COMPL RPT
<SEQUENCE>13
<FILENAME>ComplainceRD.pdf
<DESCRIPTION>COMPLIANCE_INTERNAL
<TEXT>
Document 13 - file: ComplainceRD.pdf

</DOCUMENT>
</SEC-DOCUMENT>