Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000230611-20-000002
Filing Date
2020-03-03
Accepted
2020-03-02 22:32:25
Documents
5
Period of Report
2019-12-31
Effectiveness Date
2020-03-03

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2190
4 FIN COND sofcall.pdf STMT FIN COND 831430
5 NOTES sofcallnotes.pdf STMT FIN COND NOTES 831430
10 COMPL REPT acctcomprep.pdf ACCT RPT COMPL RPT 581705
11 REP SOFC acctrptsofc.pdf ACCT RPT FIN RPT 831430
  Complete submission text file 0000230611-20-000002.txt   4229610
Mailing Address 600 WASHINGTON BLVD 10TH FLOOR STAMFORD CT 06901
Business Address 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 203-719-3998
UBS SECURITIES LLC (Filer) CIK: 0000230611 (see all company filings)

EIN.: 133873456 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-22651 | Film No.: 20679842