Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001104659-23-044130
Filing Date
2023-04-11
Accepted
2023-04-11 17:21:01
Documents
2

Document Format Files

Seq Description Document Type Size
1 40-APP/A tm2312378d1_40appa.htm 40-APP/A 291852
4 GRAPHIC tm2312378d1_correspimg001.jpg GRAPHIC 2194
  Complete submission text file 0001104659-23-044130.txt   316149
Mailing Address 7 BRYANT PARK NEW YORK NY 10018
Business Address 7 BRYANT PARK NEW YORK NY 10018 212-641-3800
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE (Filer) CIK: 0001105005 (see all company filings)

EIN.: 134064414 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-02 | Film No.: 23814127

Mailing Address 690 LEE ROAD WAYNE PA 19087
Business Address 690 LEE ROAD WAYNE PA 19087 610-386-7374
Hartford Funds Management Co LLC (Filer) CIK: 0001546587 (see all company filings)

EIN.: 454276111 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-03 | Film No.: 23814128

Mailing Address 6C, RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365
Business Address 6C, RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365 41 58 445 55 55
SA-EL Opportunity S.C.S. (Filer) CIK: 0001801718 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-33 | Film No.: 23814100

Mailing Address 6C, RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365
Business Address 6C, RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365 41 58 445 55 55
SA-EL II S.C.S. (Filer) CIK: 0001801823 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-34 | Film No.: 23814101

Mailing Address 6C RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365
Business Address 6C RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365 41 58 445 55 55
Schroders Capital Private Equity Europe VIII S.C.S. (Filer) CIK: 0001828204 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-38 | Film No.: 23814119

Mailing Address 6C RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365
Business Address 6C RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365 41 58 445 55 55
Schroders Capital Private Equity Global Innovation X S.C.S. (Filer) CIK: 0001875220 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-01 | Film No.: 23814116

Mailing Address 690 LEE ROAD WAYNE PA 19087
Business Address 690 LEE ROAD WAYNE PA 19087 610-386-1844
Hartford Schroders Private Opportunities Fund (Filer) CIK: 0001903070 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP/A | Act: 98 | File No.: 812-15304 | Film No.: 23814094

Mailing Address 1 LONDON WALL PLACE LONDON X0 EC2Y 5AU
Business Address 1 LONDON WALL PLACE LONDON X0 EC2Y 5AU 0041 58 445 55 55
Schroder UK Public Private Trust PLC (Filer) CIK: 0001940296 (see all company filings)

EIN.: 000000000 | State of Incorp.: X0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-06 | Film No.: 23814123

Mailing Address 1 LONDON WALL PLACE LONDON X0 EC2Y 5AU
Business Address 1 LONDON WALL PLACE LONDON X0 EC2Y 5AU 0041 58 445 55 55
Schroder British Opportunities Trust plc (Filer) CIK: 0001940300 (see all company filings)

EIN.: 000000000 | State of Incorp.: X0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-08 | Film No.: 23814124

Mailing Address 5, RUE HOHENHOF SENNINGERBERG N4 L-1736
Business Address 5, RUE HOHENHOF SENNINGERBERG N4 L-1736 0041 58 445 55 55
Schroders Capital Semi-Liquid - Global Innovation Private Plus (Filer) CIK: 0001940518 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-07 | Film No.: 23814111

Mailing Address 50 LOTHIAN ROAD FESTIVAL SQUARE EDINBURGH X0 EH3 9WJ
Business Address 50 LOTHIAN ROAD FESTIVAL SQUARE EDINBURGH X0 EH3 9WJ 41 58 445 55 55
SC Global Opportunities S.L.P. (Filer) CIK: 0001940699 (see all company filings)

EIN.: 000000000 | State of Incorp.: X0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-18 | Film No.: 23814098

Mailing Address 50 LOTHIAN ROAD FESTIVAL SQUARE EDINBURGH X0 EH3 9WJ
Business Address 50 LOTHIAN ROAD FESTIVAL SQUARE EDINBURGH X0 EH3 9WJ 41 58 445 55 55
Wollstonecraft L.P. (Filer) CIK: 0001940706 (see all company filings)

EIN.: 000000000 | State of Incorp.: X0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-22 | Film No.: 23814109

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Saleve 2022 S.C.S. (Filer) CIK: 0001941439 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-09 | Film No.: 23814099

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Marmolata S.C.S. (Filer) CIK: 0001941505 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-14 | Film No.: 23814103

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
PSY Private Equity S.C.S. (Filer) CIK: 0001941510 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-11 | Film No.: 23814102

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 41 58 445 55 55
Malatrex S.C.S. (Filer) CIK: 0001941517 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-15 | Film No.: 23814104

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
KVT PE S.C.S. (Filer) CIK: 0001941518 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-29 | Film No.: 23814105

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 41 58 445 55 55
IST3 Manesse PE3 Impact S.C.S. (Filer) CIK: 0001941524 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-26 | Film No.: 23814125

Mailing Address 7 BRYANT PARK 1045 SIXTH AVENUE NEW YORK NY 10018
Business Address C/O CT CORP 1209 ORANGE ST WILMINGTON DE 19801 212 488 5330
Schroders Capital Management (US) Inc. (Filer) CIK: 0001941530 (see all company filings)

EIN.: 980548271 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-21 | Film No.: 23814126

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 41 58 445 55 55
Cresta III S.C.S (Filer) CIK: 0001941817 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-19 | Film No.: 23814107

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
GPEP V S.C.S. (Filer) CIK: 0001941979 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-17 | Film No.: 23814106

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Private Equity Secondaries IV S.C.S. (Filer) CIK: 0001942038 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-27 | Film No.: 23814114

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Private Equity US V S.C.S. (Filer) CIK: 0001942043 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-35 | Film No.: 23814113

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Taft-Hartley Ventures S.C.S. (Filer) CIK: 0001942044 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-30 | Film No.: 23814108

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Semi-Liquid Global Private Equity Holding S.C.S. (Filer) CIK: 0001942045 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-25 | Film No.: 23814112

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Private Equity Global Innovation XI S.C.S. (Filer) CIK: 0001942046 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-23 | Film No.: 23814115

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Private Equity Healthcare S.C.S. (Filer) CIK: 0001942047 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-36 | Film No.: 23814117

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Private Equity Global III S.C.S. (Filer) CIK: 0001942048 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-37 | Film No.: 23814118

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Private Equity Global Direct III S.C.S. (Filer) CIK: 0001942049 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-28 | Film No.: 23814120

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 41 58 445 55 55
Schroders Capital Private Equity Asia VI S.C.S. (Filer) CIK: 0001942050 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-24 | Film No.: 23814122

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Private Equity Europe Direct III S.C.S. (Filer) CIK: 0001942051 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-39 | Film No.: 23814121

Mailing Address 5, RUE HOHENHOF SENNINGERBERG N4 L-1736
Business Address 5, RUE HOHENHOF SENNINGERBERG N4 L-1736 0041 58 445 55 55
Schroders Capital Semi-Liquid - Circular Economy Private Plus (Filer) CIK: 0001956665 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-40 | Film No.: 23814110

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Private Equity US VI S.C.S. (Filer) CIK: 0001972140 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-41 | Film No.: 23814095

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital cPI Global 2023-2025 S.C.S. (Filer) CIK: 0001972471 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-43 | Film No.: 23814097

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Marmolata PE Impact S.C.S. (Filer) CIK: 0001972654 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-42 | Film No.: 23814096