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Form S-1 - General form for registration of securities under the Securities Act of 1933:
SEC Accession No. 0001213900-22-060598
Filing Date
2022-09-30
Accepted
2022-09-30 14:50:00
Documents
208

Document Format Files

Seq Description Document Type Size
1 REGISTRATION STATEMENT fs12022_epienmedical.htm S-1 8676981
2 FORM OF UNDERWRITING AGREEMENT fs12022ex1-1_epienmedical.htm EX-1.1 357752
3 CERTIFICATE OF INCORPORATION OF EPIEN MEDICAL, INC. (MINNESOTA) fs12022ex3-1_epienmedical.htm EX-3.1 15705
4 ARTICLES OF INCORPORATION FOR EPIEN MEDICAL, INC. (NEVADA) TO BE IN EFFECT PRIOR fs12022ex3-2_epienmedical.htm EX-3.2 65085
5 AMENDED AND RESTATED BYLAWS OF EPIEN MEDICAL, INC. (MINNESOTA) fs12022ex3-3_epienmedical.htm EX-3.3 86204
6 SECOND AMENDED AND RESTATED BYLAWS (NEVADA) TO BE IN EFFECT PRIOR TO CLOSING fs12022ex3-4_epienmedical.htm EX-3.4 109117
7 FORM OF ARTICLES OF CONVERSION fs12022ex3-5_epienmedical.htm EX-3.5 2501
8 FORM OF PLAN OF CONVERSION fs12022ex3-6_epienmedical.htm EX-3.6 33163
9 FORM OF REPRESENTATIVE'S WARRANT fs12022ex4-2_epienmedical.htm EX-4.2 85520
10 FORM OF COMMON STOCK PURCHASE WARRANT IN THIS OFFERING fs12022ex4-3_epienmedical.htm EX-4.3 192154
11 FORM OF WARRANT AGENT AGREEMENT BETWEEN EPIEN MEDICAL, INC. AND VSTOCK TRANSFER, fs12022ex4-4_epienmedical.htm EX-4.4 91140
12 FORM OF STANDARD INVESTOR WARRANT fs12022ex4-5_epienmedical.htm EX-4.5 45541
13 FORM OF INVESTOR WARRANT FOR 2005 BRIDGE FINANCING fs12022ex4-6_epienmedical.htm EX-4.6 41386
14 FORM OF CONVERTIBLE PROMISSORY NOTE FOR 2005 BRIDGE FINANCING fs12022ex4-7_epienmedical.htm EX-4.7 19298
15 FORM OF INVESTOR WARRANT FOR 2021 BRIDGE FINANCING fs12022ex4-8_epienmedical.htm EX-4.8 73679
16 FORM OF POPPLETON WARRANT FOR 2021 BRIDGE FINANCING fs12022ex4-9_epienmedical.htm EX-4.9 73075
17 FORM OF CONVERTIBLE PROMISSORY NOTE FOR 2021 BRIDGE FINANCING fs12022ex4-10_epienmedical.htm EX-4.10 71154
18 STOCK OPTION PLAN (1998) fs12022ex10-1_epienmedical.htm EX-10.1 88219
19 FORM OF SUBSCRIPTION DOCUMENTS FOR 2005 BRIDGE FINANCING fs12022ex10-2_epienmedical.htm EX-10.2 132741
20 FORM OF SUBSCRIPTION DOCUMENTS FOR 2021 BRIDGE FINANCING fs12022ex10-3_epienmedical.htm EX-10.3 475615
21 OLD NATIONAL BANK COMMERCIAL CREDIT fs12022ex10-4_epienmedical.htm EX-10.4 25079
22 LEASE AGREEMENT FOR 4225 WHITE BEAR PARKWAY fs12022ex10-5_epienmedical.htm EX-10.5 12548
23 LEASE AGREEMENT FOR 600 HIGHWAY 169 SOUTH fs12022ex10-6_epienmedical.htm EX-10.6 41687
24 EMPLOYMENT AGREEMENT WITH REGINALD R. DUPRE fs12022ex10-7_epienmedical.htm EX-10.7 54544
25 EMPLOYMENT AGREEMENT WITH MICHAEL BASARA fs12022ex10-8_epienmedical.htm EX-10.8 63122
26 EMPLOYMENT AGREEMENT WITH STEVEN KAVROS fs12022ex10-9_epienmedical.htm EX-10.9 65388
27 EMPLOYMENT AGREEMENT WITH DAVID UFHEIL fs12022ex10-10_epienmedical.htm EX-10.10 52739
28 EPIEN MEDICAL, INC. EQUITY INCENTIVE PLAN (2022) fs12022ex10-12_epienmedical.htm EX-10.12 196291
29 EPIEN MEDICAL, INC. KEY EMPLOYEE/EXECUTIVE SEVERANCE AND CHANGE OF CONTROL PLAN fs12022ex10-13_epienmedical.htm EX-10.13 95792
30 RESEARCH AGREEMENT WITH THE UNIVERSITY OF MIAMI, DATED JANUARY 11, 2022, "EFFECT fs12022ex10-14_epienmedical.htm EX-10.14 6445
31 AMENDMENT NO. 1 TO RESEARCH AGREEMENT WITH THE UNIVERSITY OF MIAMI, DATED JANUAR fs12022ex10-15_epienmedical.htm EX-10.15 1956
32 RESEARCH AGREEMENT WITH THE UNIVERSITY OF MIAMI, DATED AUGUST 20, 2021, "DETERMI fs12022ex10-16_epienmedical.htm EX-10.16 27596
33 RESEARCH AGREEMENT WITH THE UNIVERSITY OF MIAMI, DATED JUNE 1, 2022, "EVALUATION fs12022ex10-17_epienmedical.htm EX-10.17 10477
34 FORM OF CODE OF ETHICS OF EPIEN MEDICAL, INC fs12022ex14-1_epienmedical.htm EX-14.1 81928
35 CONSENT OF RSM US LLP fs12022ex23-1_epienmedical.htm EX-23.1 2674
36 FORM OF AUDIT COMMITTEE CHARTER fs12022ex99-1_epienmedical.htm EX-99.1 28357
37 FORM OF COMPENSATION COMMITTEE CHARTER fs12022ex99-2_epienmedical.htm EX-99.2 25228
38 FORM OF NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER fs12022ex99-3_epienmedical.htm EX-99.3 24468
39 CONSENT OF ANNE B. MOOTTZ, CPA fs12022ex99-4_epienmedical.htm EX-99.4 2384
40 CONSENT OF MARK D. P. DAVIS, MD fs12022ex99-5_epienmedical.htm EX-99.5 2311
41 CONSENT OF WILLIAM A. FAUBION, MD fs12022ex99-6_epienmedical.htm EX-99.6 2424
42 FILING FEE TABLE fs12022ex-fee_epienmedical.htm EX-FILING FEES 33025
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  Complete submission text file 0001213900-22-060598.txt   64539158
Mailing Address 4225 WHITE BEAR PARKWAY, SUITE 600 SAINT PAUL MN 55110
Business Address 4225 WHITE BEAR PARKWAY, SUITE 600 SAINT PAUL MN 55110 6512437882
EPIEN MEDICAL, INC. (Filer) CIK: 0001881672 (see all company filings)

IRS No.: 411710238 | State of Incorp.: MN | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-267669 | Film No.: 221283490
SIC: 3841 Surgical & Medical Instruments & Apparatus