Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | REGISTRATION STATEMENT | fs12022_epienmedical.htm | S-1 | 8676981 |
| 2 | FORM OF UNDERWRITING AGREEMENT | fs12022ex1-1_epienmedical.htm | EX-1.1 | 357752 |
| 3 | CERTIFICATE OF INCORPORATION OF EPIEN MEDICAL, INC. (MINNESOTA) | fs12022ex3-1_epienmedical.htm | EX-3.1 | 15705 |
| 4 | ARTICLES OF INCORPORATION FOR EPIEN MEDICAL, INC. (NEVADA) TO BE IN EFFECT PRIOR | fs12022ex3-2_epienmedical.htm | EX-3.2 | 65085 |
| 5 | AMENDED AND RESTATED BYLAWS OF EPIEN MEDICAL, INC. (MINNESOTA) | fs12022ex3-3_epienmedical.htm | EX-3.3 | 86204 |
| 6 | SECOND AMENDED AND RESTATED BYLAWS (NEVADA) TO BE IN EFFECT PRIOR TO CLOSING | fs12022ex3-4_epienmedical.htm | EX-3.4 | 109117 |
| 7 | FORM OF ARTICLES OF CONVERSION | fs12022ex3-5_epienmedical.htm | EX-3.5 | 2501 |
| 8 | FORM OF PLAN OF CONVERSION | fs12022ex3-6_epienmedical.htm | EX-3.6 | 33163 |
| 9 | FORM OF REPRESENTATIVE'S WARRANT | fs12022ex4-2_epienmedical.htm | EX-4.2 | 85520 |
| 10 | FORM OF COMMON STOCK PURCHASE WARRANT IN THIS OFFERING | fs12022ex4-3_epienmedical.htm | EX-4.3 | 192154 |
| 11 | FORM OF WARRANT AGENT AGREEMENT BETWEEN EPIEN MEDICAL, INC. AND VSTOCK TRANSFER, | fs12022ex4-4_epienmedical.htm | EX-4.4 | 91140 |
| 12 | FORM OF STANDARD INVESTOR WARRANT | fs12022ex4-5_epienmedical.htm | EX-4.5 | 45541 |
| 13 | FORM OF INVESTOR WARRANT FOR 2005 BRIDGE FINANCING | fs12022ex4-6_epienmedical.htm | EX-4.6 | 41386 |
| 14 | FORM OF CONVERTIBLE PROMISSORY NOTE FOR 2005 BRIDGE FINANCING | fs12022ex4-7_epienmedical.htm | EX-4.7 | 19298 |
| 15 | FORM OF INVESTOR WARRANT FOR 2021 BRIDGE FINANCING | fs12022ex4-8_epienmedical.htm | EX-4.8 | 73679 |
| 16 | FORM OF POPPLETON WARRANT FOR 2021 BRIDGE FINANCING | fs12022ex4-9_epienmedical.htm | EX-4.9 | 73075 |
| 17 | FORM OF CONVERTIBLE PROMISSORY NOTE FOR 2021 BRIDGE FINANCING | fs12022ex4-10_epienmedical.htm | EX-4.10 | 71154 |
| 18 | STOCK OPTION PLAN (1998) | fs12022ex10-1_epienmedical.htm | EX-10.1 | 88219 |
| 19 | FORM OF SUBSCRIPTION DOCUMENTS FOR 2005 BRIDGE FINANCING | fs12022ex10-2_epienmedical.htm | EX-10.2 | 132741 |
| 20 | FORM OF SUBSCRIPTION DOCUMENTS FOR 2021 BRIDGE FINANCING | fs12022ex10-3_epienmedical.htm | EX-10.3 | 475615 |
| 21 | OLD NATIONAL BANK COMMERCIAL CREDIT | fs12022ex10-4_epienmedical.htm | EX-10.4 | 25079 |
| 22 | LEASE AGREEMENT FOR 4225 WHITE BEAR PARKWAY | fs12022ex10-5_epienmedical.htm | EX-10.5 | 12548 |
| 23 | LEASE AGREEMENT FOR 600 HIGHWAY 169 SOUTH | fs12022ex10-6_epienmedical.htm | EX-10.6 | 41687 |
| 24 | EMPLOYMENT AGREEMENT WITH REGINALD R. DUPRE | fs12022ex10-7_epienmedical.htm | EX-10.7 | 54544 |
| 25 | EMPLOYMENT AGREEMENT WITH MICHAEL BASARA | fs12022ex10-8_epienmedical.htm | EX-10.8 | 63122 |
| 26 | EMPLOYMENT AGREEMENT WITH STEVEN KAVROS | fs12022ex10-9_epienmedical.htm | EX-10.9 | 65388 |
| 27 | EMPLOYMENT AGREEMENT WITH DAVID UFHEIL | fs12022ex10-10_epienmedical.htm | EX-10.10 | 52739 |
| 28 | EPIEN MEDICAL, INC. EQUITY INCENTIVE PLAN (2022) | fs12022ex10-12_epienmedical.htm | EX-10.12 | 196291 |
| 29 | EPIEN MEDICAL, INC. KEY EMPLOYEE/EXECUTIVE SEVERANCE AND CHANGE OF CONTROL PLAN | fs12022ex10-13_epienmedical.htm | EX-10.13 | 95792 |
| 30 | RESEARCH AGREEMENT WITH THE UNIVERSITY OF MIAMI, DATED JANUARY 11, 2022, "EFFECT | fs12022ex10-14_epienmedical.htm | EX-10.14 | 6445 |
| 31 | AMENDMENT NO. 1 TO RESEARCH AGREEMENT WITH THE UNIVERSITY OF MIAMI, DATED JANUAR | fs12022ex10-15_epienmedical.htm | EX-10.15 | 1956 |
| 32 | RESEARCH AGREEMENT WITH THE UNIVERSITY OF MIAMI, DATED AUGUST 20, 2021, "DETERMI | fs12022ex10-16_epienmedical.htm | EX-10.16 | 27596 |
| 33 | RESEARCH AGREEMENT WITH THE UNIVERSITY OF MIAMI, DATED JUNE 1, 2022, "EVALUATION | fs12022ex10-17_epienmedical.htm | EX-10.17 | 10477 |
| 34 | FORM OF CODE OF ETHICS OF EPIEN MEDICAL, INC | fs12022ex14-1_epienmedical.htm | EX-14.1 | 81928 |
| 35 | CONSENT OF RSM US LLP | fs12022ex23-1_epienmedical.htm | EX-23.1 | 2674 |
| 36 | FORM OF AUDIT COMMITTEE CHARTER | fs12022ex99-1_epienmedical.htm | EX-99.1 | 28357 |
| 37 | FORM OF COMPENSATION COMMITTEE CHARTER | fs12022ex99-2_epienmedical.htm | EX-99.2 | 25228 |
| 38 | FORM OF NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER | fs12022ex99-3_epienmedical.htm | EX-99.3 | 24468 |
| 39 | CONSENT OF ANNE B. MOOTTZ, CPA | fs12022ex99-4_epienmedical.htm | EX-99.4 | 2384 |
| 40 | CONSENT OF MARK D. P. DAVIS, MD | fs12022ex99-5_epienmedical.htm | EX-99.5 | 2311 |
| 41 | CONSENT OF WILLIAM A. FAUBION, MD | fs12022ex99-6_epienmedical.htm | EX-99.6 | 2424 |
| 42 | FILING FEE TABLE | fs12022ex-fee_epienmedical.htm | EX-FILING FEES | 33025 |
| 43 | GRAPHIC | tepien_logo.jpg | GRAPHIC | 60412 |
| 44 | GRAPHIC | ex3-1_001.jpg | GRAPHIC | 150467 |
| 45 | GRAPHIC | ex3-1_002.jpg | GRAPHIC | 146116 |
| 46 | GRAPHIC | ex3-1_003.jpg | GRAPHIC | 138429 |
| 47 | GRAPHIC | ex3-1_004.jpg | GRAPHIC | 117814 |
| 48 | GRAPHIC | ex3-1_005.jpg | GRAPHIC | 123913 |
| 49 | GRAPHIC | ex3-1_006.jpg | GRAPHIC | 82567 |
| 50 | GRAPHIC | ex3-1_007.jpg | GRAPHIC | 139969 |
| 51 | GRAPHIC | ex3-1_008.jpg | GRAPHIC | 201654 |
| 52 | GRAPHIC | ex3-1_009.jpg | GRAPHIC | 126447 |
| 53 | GRAPHIC | ex3-1_010.jpg | GRAPHIC | 104781 |
| 54 | GRAPHIC | ex3-1_011.jpg | GRAPHIC | 165262 |
| 55 | GRAPHIC | ex3-1_012.jpg | GRAPHIC | 137591 |
| 56 | GRAPHIC | ex3-1_013.jpg | GRAPHIC | 249538 |
| 57 | GRAPHIC | ex3-1_014.jpg | GRAPHIC | 195416 |
| 58 | GRAPHIC | ex3-1_015.jpg | GRAPHIC | 77052 |
| 59 | GRAPHIC | ex3-5_001.jpg | GRAPHIC | 294581 |
| 60 | GRAPHIC | ex3-5_002.jpg | GRAPHIC | 267115 |
| 61 | GRAPHIC | ex3-5_003.jpg | GRAPHIC | 253839 |
| 62 | GRAPHIC | ex3-5_004.jpg | GRAPHIC | 251206 |
| 63 | GRAPHIC | ex10-1_001.jpg | GRAPHIC | 2749 |
| 64 | GRAPHIC | ex10-4_001.jpg | GRAPHIC | 227329 |
| 65 | GRAPHIC | ex10-4_002.jpg | GRAPHIC | 404564 |
| 66 | GRAPHIC | ex10-4_003.jpg | GRAPHIC | 289492 |
| 67 | GRAPHIC | ex10-4_004.jpg | GRAPHIC | 499380 |
| 68 | GRAPHIC | ex10-4_005.jpg | GRAPHIC | 205529 |
| 69 | GRAPHIC | ex10-4_006.jpg | GRAPHIC | 296760 |
| 70 | GRAPHIC | ex10-4_007.jpg | GRAPHIC | 297641 |
| 71 | GRAPHIC | ex10-4_008.jpg | GRAPHIC | 283401 |
| 72 | GRAPHIC | ex10-4_009.jpg | GRAPHIC | 280529 |
| 73 | GRAPHIC | ex10-4_010.jpg | GRAPHIC | 295493 |
| 74 | GRAPHIC | ex10-4_011.jpg | GRAPHIC | 272416 |
| 75 | GRAPHIC | ex10-4_012.jpg | GRAPHIC | 257556 |
| 76 | GRAPHIC | ex10-4_013.jpg | GRAPHIC | 271957 |
| 77 | GRAPHIC | ex10-4_014.jpg | GRAPHIC | 296706 |
| 78 | GRAPHIC | ex10-4_015.jpg | GRAPHIC | 504601 |
| 79 | GRAPHIC | ex10-4_016.jpg | GRAPHIC | 274557 |
| 80 | GRAPHIC | ex10-4_017.jpg | GRAPHIC | 198671 |
| 81 | GRAPHIC | ex10-4_018.jpg | GRAPHIC | 381273 |
| 82 | GRAPHIC | ex10-4_019.jpg | GRAPHIC | 296389 |
| 83 | GRAPHIC | ex10-4_020.jpg | GRAPHIC | 308081 |
| 84 | GRAPHIC | ex10-4_021.jpg | GRAPHIC | 284896 |
| 85 | GRAPHIC | ex10-4_022.jpg | GRAPHIC | 289367 |
| 86 | GRAPHIC | ex10-4_023.jpg | GRAPHIC | 299733 |
| 87 | GRAPHIC | ex10-4_024.jpg | GRAPHIC | 308948 |
| 88 | GRAPHIC | ex10-5_001.jpg | GRAPHIC | 198047 |
| 89 | GRAPHIC | ex10-5_002.jpg | GRAPHIC | 277452 |
| 90 | GRAPHIC | ex10-5_003.jpg | GRAPHIC | 325671 |
| 91 | GRAPHIC | ex10-5_004.jpg | GRAPHIC | 342929 |
| 92 | GRAPHIC | ex10-5_005.jpg | GRAPHIC | 300861 |
| 93 | GRAPHIC | ex10-5_006.jpg | GRAPHIC | 316186 |
| 94 | GRAPHIC | ex10-5_007.jpg | GRAPHIC | 287277 |
| 95 | GRAPHIC | ex10-5_008.jpg | GRAPHIC | 289291 |
| 96 | GRAPHIC | ex10-5_009.jpg | GRAPHIC | 358255 |
| 97 | GRAPHIC | ex10-5_010.jpg | GRAPHIC | 151689 |
| 98 | GRAPHIC | ex10-5_011.jpg | GRAPHIC | 199983 |
| 99 | GRAPHIC | ex10-5_012.jpg | GRAPHIC | 136928 |
| 100 | GRAPHIC | ex10-6_001.jpg | GRAPHIC | 44014 |
| 101 | GRAPHIC | ex10-6_002.jpg | GRAPHIC | 145102 |
| 102 | GRAPHIC | ex10-6_003.jpg | GRAPHIC | 165682 |
| 103 | GRAPHIC | ex10-6_004.jpg | GRAPHIC | 56081 |
| 104 | GRAPHIC | ex10-6_005.jpg | GRAPHIC | 170084 |
| 105 | GRAPHIC | ex10-6_006.jpg | GRAPHIC | 188759 |
| 106 | GRAPHIC | ex10-6_007.jpg | GRAPHIC | 300081 |
| 107 | GRAPHIC | ex10-6_008.jpg | GRAPHIC | 316823 |
| 108 | GRAPHIC | ex10-6_009.jpg | GRAPHIC | 246051 |
| 109 | GRAPHIC | ex10-6_010.jpg | GRAPHIC | 374479 |
| 110 | GRAPHIC | ex10-6_011.jpg | GRAPHIC | 344229 |
| 111 | GRAPHIC | ex10-6_012.jpg | GRAPHIC | 346395 |
| 112 | GRAPHIC | ex10-6_013.jpg | GRAPHIC | 423812 |
| 113 | GRAPHIC | ex10-6_014.jpg | GRAPHIC | 416988 |
| 114 | GRAPHIC | ex10-6_015.jpg | GRAPHIC | 310262 |
| 115 | GRAPHIC | ex10-6_016.jpg | GRAPHIC | 347333 |
| 116 | GRAPHIC | ex10-6_017.jpg | GRAPHIC | 383157 |
| 117 | GRAPHIC | ex10-6_018.jpg | GRAPHIC | 351630 |
| 118 | GRAPHIC | ex10-6_019.jpg | GRAPHIC | 310647 |
| 119 | GRAPHIC | ex10-6_020.jpg | GRAPHIC | 330039 |
| 120 | GRAPHIC | ex10-6_021.jpg | GRAPHIC | 321805 |
| 121 | GRAPHIC | ex10-6_022.jpg | GRAPHIC | 369049 |
| 122 | GRAPHIC | ex10-6_023.jpg | GRAPHIC | 340459 |
| 123 | GRAPHIC | ex10-6_024.jpg | GRAPHIC | 340206 |
| 124 | GRAPHIC | ex10-6_025.jpg | GRAPHIC | 357652 |
| 125 | GRAPHIC | ex10-6_026.jpg | GRAPHIC | 353257 |
| 126 | GRAPHIC | ex10-6_027.jpg | GRAPHIC | 360471 |
| 127 | GRAPHIC | ex10-6_028.jpg | GRAPHIC | 354817 |
| 128 | GRAPHIC | ex10-6_029.jpg | GRAPHIC | 337321 |
| 129 | GRAPHIC | ex10-6_030.jpg | GRAPHIC | 330603 |
| 130 | GRAPHIC | ex10-6_031.jpg | GRAPHIC | 273361 |
| 131 | GRAPHIC | ex10-6_032.jpg | GRAPHIC | 253237 |
| 132 | GRAPHIC | ex10-6_033.jpg | GRAPHIC | 307231 |
| 133 | GRAPHIC | ex10-6_034.jpg | GRAPHIC | 307817 |
| 134 | GRAPHIC | ex10-6_035.jpg | GRAPHIC | 377807 |
| 135 | GRAPHIC | ex10-6_036.jpg | GRAPHIC | 396628 |
| 136 | GRAPHIC | ex10-6_037.jpg | GRAPHIC | 186418 |
| 137 | GRAPHIC | ex10-6_038.jpg | GRAPHIC | 200998 |
| 138 | GRAPHIC | ex10-6_039.jpg | GRAPHIC | 345310 |
| 139 | GRAPHIC | ex10-6_040.jpg | GRAPHIC | 331218 |
| 140 | GRAPHIC | ex10-6_041.jpg | GRAPHIC | 289212 |
| 141 | GRAPHIC | ex10-6_042.jpg | GRAPHIC | 315382 |
| 142 | GRAPHIC | ex10-6_043.jpg | GRAPHIC | 323903 |
| 143 | GRAPHIC | ex10-6_044.jpg | GRAPHIC | 301199 |
| 144 | GRAPHIC | ex10-6_045.jpg | GRAPHIC | 380096 |
| 145 | GRAPHIC | ex10-6_046.jpg | GRAPHIC | 62146 |
| 146 | GRAPHIC | ex10-6_047.jpg | GRAPHIC | 88031 |
| 147 | GRAPHIC | ex10-6_048.jpg | GRAPHIC | 100238 |
| 148 | GRAPHIC | ex10-6_049.jpg | GRAPHIC | 373055 |
| 149 | GRAPHIC | ex10-6_050.jpg | GRAPHIC | 389173 |
| 150 | GRAPHIC | ex10-6_051.jpg | GRAPHIC | 93333 |
| 151 | GRAPHIC | ex10-6_052.jpg | GRAPHIC | 68059 |
| 152 | GRAPHIC | ex10-6_053.jpg | GRAPHIC | 317414 |
| 153 | GRAPHIC | ex10-6_054.jpg | GRAPHIC | 346640 |
| 154 | GRAPHIC | ex10-6_055.jpg | GRAPHIC | 345689 |
| 155 | GRAPHIC | ex10-6_056.jpg | GRAPHIC | 332704 |
| 156 | GRAPHIC | ex10-6_057.jpg | GRAPHIC | 39359 |
| 157 | GRAPHIC | ex10-6_058.jpg | GRAPHIC | 20443 |
| 158 | GRAPHIC | ex10-14_001.jpg | GRAPHIC | 190966 |
| 159 | GRAPHIC | ex10-14_002.jpg | GRAPHIC | 271174 |
| 160 | GRAPHIC | ex10-14_003.jpg | GRAPHIC | 280763 |
| 161 | GRAPHIC | ex10-14_004.jpg | GRAPHIC | 239111 |
| 162 | GRAPHIC | ex10-14_005.jpg | GRAPHIC | 238668 |
| 163 | GRAPHIC | ex10-14_006.jpg | GRAPHIC | 131133 |
| 164 | GRAPHIC | ex10-14_007.jpg | GRAPHIC | 95461 |
| 165 | GRAPHIC | ex10-14_008.jpg | GRAPHIC | 92110 |
| 166 | GRAPHIC | ex10-14_009.jpg | GRAPHIC | 68541 |
| 167 | GRAPHIC | ex10-14_010.jpg | GRAPHIC | 184076 |
| 168 | GRAPHIC | ex10-14_011.jpg | GRAPHIC | 168701 |
| 169 | GRAPHIC | ex10-14_012.jpg | GRAPHIC | 166376 |
| 170 | GRAPHIC | ex10-14_013.jpg | GRAPHIC | 188780 |
| 171 | GRAPHIC | ex10-14_014.jpg | GRAPHIC | 29095 |
| 172 | GRAPHIC | ex10-14_015.jpg | GRAPHIC | 97673 |
| 173 | GRAPHIC | ex10-15_001.jpg | GRAPHIC | 100546 |
| 174 | GRAPHIC | ex10-15_002.jpg | GRAPHIC | 116589 |
| 175 | GRAPHIC | ex10-16_001.jpg | GRAPHIC | 204055 |
| 176 | GRAPHIC | ex10-16_002.jpg | GRAPHIC | 294594 |
| 177 | GRAPHIC | ex10-16_003.jpg | GRAPHIC | 315894 |
| 178 | GRAPHIC | ex10-16_004.jpg | GRAPHIC | 263695 |
| 179 | GRAPHIC | ex10-16_005.jpg | GRAPHIC | 266433 |
| 180 | GRAPHIC | ex10-16_006.jpg | GRAPHIC | 127694 |
| 181 | GRAPHIC | ex10-16_007.jpg | GRAPHIC | 91362 |
| 182 | GRAPHIC | ex10-16_008.jpg | GRAPHIC | 99028 |
| 183 | GRAPHIC | ex10-16_009.jpg | GRAPHIC | 74584 |
| 184 | GRAPHIC | ex10-16_010.jpg | GRAPHIC | 178674 |
| 185 | GRAPHIC | ex10-16_011.jpg | GRAPHIC | 160940 |
| 186 | GRAPHIC | ex10-16_012.jpg | GRAPHIC | 217492 |
| 187 | GRAPHIC | ex10-16_013.jpg | GRAPHIC | 162721 |
| 188 | GRAPHIC | ex10-16_014.jpg | GRAPHIC | 178748 |
| 189 | GRAPHIC | ex10-16_015.jpg | GRAPHIC | 204481 |
| 190 | GRAPHIC | ex10-16_016.jpg | GRAPHIC | 204369 |
| 191 | GRAPHIC | ex10-16_017.jpg | GRAPHIC | 109257 |
| 192 | GRAPHIC | ex10-16a_001.jpg | GRAPHIC | 9431 |
| 193 | GRAPHIC | ex10-16_018.jpg | GRAPHIC | 150607 |
| 194 | GRAPHIC | ex10-16_019.jpg | GRAPHIC | 91850 |
| 195 | GRAPHIC | ex10-17_001.jpg | GRAPHIC | 236773 |
| 196 | GRAPHIC | ex10-17_002.jpg | GRAPHIC | 293945 |
| 197 | GRAPHIC | ex10-17_003.jpg | GRAPHIC | 342738 |
| 198 | GRAPHIC | ex10-17_004.jpg | GRAPHIC | 295053 |
| 199 | GRAPHIC | ex10-17_005.jpg | GRAPHIC | 300873 |
| 200 | GRAPHIC | ex10-17_006.jpg | GRAPHIC | 216926 |
| 201 | GRAPHIC | ex10-17_007.jpg | GRAPHIC | 66820 |
| 202 | GRAPHIC | ex10-17_008.jpg | GRAPHIC | 94055 |
| 203 | GRAPHIC | ex10-17_009.jpg | GRAPHIC | 17329 |
| 204 | GRAPHIC | ex10-17_010.jpg | GRAPHIC | 100395 |
| 205 | GRAPHIC | ex10-17_011.jpg | GRAPHIC | 66176 |
| 206 | GRAPHIC | ex10-17_012.jpg | GRAPHIC | 171862 |
| 207 | GRAPHIC | ex10-17_013.jpg | GRAPHIC | 114439 |
| 208 | GRAPHIC | ex10-17_014.jpg | GRAPHIC | 45875 |
| Complete submission text file | 0001213900-22-060598.txt | 64539158 |
IRS No.: 411710238 | State of Incorp.: MN | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-267669 | Film No.: 221283490
SIC: 3841 Surgical & Medical Instruments & Apparatus
