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Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
SEC Accession No. 0001213900-24-013286
Filing Date
2024-02-13
Accepted
2024-02-13 16:10:16
Documents
9
Period of Report
2024-02-13

Document Format Files

Seq Description Document Type Size
1 REPORT OF FOREIGN PRIVATE ISSUER ea193457-6k_topfinancial.htm 6-K 21394
2 FORM OF REGISTERED WARRANTS ea193457ex4-1_topfinancial.htm EX-4.1 97296
3 OPINION OF HARNEY WESTWOOD & RIEGELS ea193457ex5-1_topfinancial.htm EX-5.1 26543
4 OPINION OF ORTOLI ROSENSTADT LLP ea193457ex5-2_topfinancial.htm EX-5.2 13104
5 PLACEMENT AGENCY AGREEMENT, DATED FEBRUARY 11, 2024 ea193457ex10-1_topfinancial.htm EX-10.1 94900
6 FORM OF SECURITIES PURCHASE AGREEMENT BETWEEN THE COMPANY AND CERTAIN INVESTOR ea193457ex10-2_topfinancial.htm EX-10.2 214046
7 PRICING PRESS RELEASE DATED FEBRUARY 12, 2024 ea193457ex99-1_topfinancial.htm EX-99.1 8334
8 GRAPHIC ex5-1_001.jpg GRAPHIC 4189
9 GRAPHIC ex5-2_001.jpg GRAPHIC 9400
  Complete submission text file 0001213900-24-013286.txt   495822
Mailing Address 118 CONNAUGHT ROAD WEST ROOM 1101 HONG KONG K3 000000
Business Address 118 CONNAUGHT ROAD WEST ROOM 1101 HONG KONG K3 000000 852-3107-0731
TOP Financial Group Ltd (Filer) CIK: 0001848275 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 0331
Type: 6-K | Act: 34 | File No.: 001-41407 | Film No.: 24625914
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services
(CF Office: 02 Finance)