EDGAR Filing Documents for 0001213900-22-000981

Form 8-K - Current report:

SEC Accession No. 0001213900-22-000981

Filing Date

2022-01-06

Accepted

2022-01-06 17:06:01

Documents

Period of Report

2021-12-30

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 4.01: Changes in Registrant's Certifying Accountant
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.06: Change in Shell Company Status
Item 9.01: Financial Statements and Exhibits

Interactive Data

Document Format Files

Seq	Description	Document	Type	Size
1	CURRENT REPORT	ea153385-8k_heliogeninc.htm iXBRL	8-K	239030
2	SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HELIOGEN, INC	ea153385ex3-1_heliogeninc.htm	EX-3.1	60442
3	AMENDED AND RESTATED BYLAWS OF HELIOGEN, INC	ea153385ex3-2_heliogeninc.htm	EX-3.2	226987
4	SPECIMEN COMMON STOCK CERTIFICATE OF HELIOGEN, INC	ea153385ex4-1_heliogeninc.htm	EX-4.1	1177
5	SPECIMEN WARRANT CERTIFICATE OF HELIOGEN, INC.	ea153385ex4-2_heliogeninc.htm	EX-4.2	1402
6	REGISTRATION RIGHTS AND LOCK-UP AGREEMENT	ea153385ex10-5_heliogeninc.htm	EX-10.5	142805
7	FORM OF INDEMNIFICATION AGREEMENT OF HELIOGEN, INC	ea153385ex10-6_heliogeninc.htm	EX-10.6	82664
8	2021 EQUITY INCENTIVE PLAN	ea153385ex10-8_heliogeninc.htm	EX-10.8	197057
9	2021 EMPLOYEE STOCK PURCHASE PLAN	ea153385ex10-9_heliogeninc.htm	EX-10.9	99191
10	FORM OF STOCK OPTION GRANT PACKAGE UNDER 2021 EQUITY INCENTIVE PLAN	ea153385ex10-10_heliogeninc.htm	EX-10.10	54557
11	FORM OF RSU GRANT PACKAGE UNDER 2021 EQUITY INCENTIVE PLAN	ea153385ex10-11_heliogeninc.htm	EX-10.11	33444
12	AMENDMENT TO REGISTRATION RIGHTS AGREEMENT, DATED MARCH 16, 2021, BY AND AMONG A	ea153385ex10-15_heliogeninc.htm	EX-10.15	16040
13	OFFER LETTER, DATED JANUARY 13, 2021, BY AND BETWEEN HELIOGEN, INC. AND TOM DOYL	ea153385ex10-17_heliogeninc.htm	EX-10.17	21135
14	LETTERFROM MARCUM LLP	ea153385ex16-1_heliogeninc.htm	EX-16.1	2826
15	LIST OF SUBSIDIARIES	ea153385ex21-1_heliogeninc.htm	EX-21.1	1658
16	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS OF ATHENA TECHNOLOGY	ea153385ex99-1_heliogeninc.htm	EX-99.1	184627
17	GRAPHIC	ex4-1_001.jpg	GRAPHIC	552464
18	GRAPHIC	ex4-1_002.jpg	GRAPHIC	283356
19	GRAPHIC	ex4-2_001.jpg	GRAPHIC	396175
20	GRAPHIC	ex4-2_002.jpg	GRAPHIC	138237
21	GRAPHIC	ex10-17_001.jpg	GRAPHIC	2578
	Complete submission text file	0001213900-22-000981.txt		3749428

Data Files

Seq	Description	Document	Type	Size
22	XBRL SCHEMA FILE	athn-20211230.xsd	EX-101.SCH	3870
23	XBRL DEFINITION FILE	athn-20211230_def.xml	EX-101.DEF	28863
24	XBRL LABEL FILE	athn-20211230_lab.xml	EX-101.LAB	38822
25	XBRL PRESENTATION FILE	athn-20211230_pre.xml	EX-101.PRE	27066
27	EXTRACTED XBRL INSTANCE DOCUMENT	ea153385-8k_heliogeninc_htm.xml	XML	7257

Mailing Address 123 TOWNPARK DRIVE, SUITE 300 KENNESAW GA 30144

Business Address 123 TOWNPARK DRIVE, SUITE 300 KENNESAW GA 30144 9709240446

Heliogen, Inc. (Filer) CIK: 0001840292 (see all company filings)