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Form 8-K - Current report:
SEC Accession No. 0001213900-21-034503
Filing Date
2021-06-28
Accepted
2021-06-28 17:21:38
Documents
20
Period of Report
2021-06-22
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.03: Material Modifications to Rights of Security Holders
Item 4.01: Changes in Registrant's Certifying Accountant
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.06: Change in Shell Company Status
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT ea143207-8k_aelumainc.htm 8-K 554664
2 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION AMONG PARC INVESTMENTS, INC., AE ea143207ex2-1_aeluma.htm EX-2.1 484329
3 CERTIFICATE OF MERGER RELATING TO THE MERGER OF AELUMA OPERATING CO. WITH AND IN ea143207ex3-1_aeluma.htm EX-3.1 23885
4 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, FILED WITH THE SECRETARY OF S ea143207ex3-2_aeluma.htm EX-3.2 75647
5 AMENDED AND RESTATED BYLAWS ea143207ex3-3_aeluma.htm EX-3.3 242204
6 FORM OF LOCK UP AGREEMENT ea143207ex4-1_aeluma.htm EX-4.1 78918
7 FORM OF PLACEMENT AGENT WARRANT ea143207ex4-2_aeluma.htm EX-4.2 88537
8 FORM OF POST-MERGER INDEMNIFICATION AGREEMENT ea143207ex10-2_aeluma.htm EX-10.2 63780
9 FORM OF PRE-MERGER INDEMNIFICATION AGREEMENT ea143207ex10-3_aeluma.htm EX-10.3 49029
10 FORM OF SUBSCRIPTION AGREEMENT, DATED JUNE 22, 2021, BY AND BETWEEN THE COMPANY ea143207ex10-4_aeluma.htm EX-10.4 419499
11 REGISTRATION RIGHTS AGREEMENT, DATED JUNE 22, 2021, BY AND BETWEEN THE COMPANY A ea143207ex10-5_aeluma.htm EX-10.5 267220
12 2021 EQUITY INCENTIVE PLAN AND FORM OF AWARD AGREEMENTS ea143207ex10-6_aeluma.htm EX-10.6 75003
13 SUBSIDIARIES OF THE REGISTRANT ea143207ex21-1_aeluma.htm EX-21.1 819
14 AUDITED FINANCIAL STATEMENTS OF BIOND PHOTONICS, INC., AS OF AND FOR THE FISCAL ea143207ex99-1_aeluma.htm EX-99.1 97682
15 UNAUDITED FINANCIAL STATEMENTS OF BIOND PHOTONICS, INC., AS OF AND FOR THE THREE ea143207ex99-2_aeluma.htm EX-99.2 89078
16 UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS AS OF AND FOR THE FISCAL YEAR ea143207ex99-3_aeluma.htm EX-99.3 272005
17 GRAPHIC ex3-1_001.jpg GRAPHIC 10371
18 GRAPHIC ex3-1_002.jpg GRAPHIC 7553
19 GRAPHIC image_001.jpg GRAPHIC 55990
20 GRAPHIC image_002.jpg GRAPHIC 14130
  Complete submission text file 0001213900-21-034503.txt   3005831
Mailing Address 27 CASTILIAN DRIVE GOLETA CA 93117
Business Address 27 CASTILIAN DRIVE GOLETA CA 93117 5619892208
Aeluma, Inc. (Filer) CIK: 0001828805 (see all company filings)

IRS No.: 852807351 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 000-56218 | Film No.: 211054590
SIC: 6770 Blank Checks