SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001493152-20-013971
Filing Date
2020-07-24
Accepted
2020-07-24 17:13:32
Documents
1

Document Format Files

Seq Description Document Type Size
1 form40-appa.htm 40-APP/A 324904
  Complete submission text file 0001493152-20-013971.txt   328771
Mailing Address 2200 RAND BUILDING BUFFALO NY 14203
Business Address 2200 RAND BUILDING BUFFALO NY 14203 7168530802
RAND CAPITAL CORP (Filer) CIK: 0000081955 (see all company filings)

IRS No.: 160961359 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15108 | Film No.: 201047572

Mailing Address 2200 RAND BUILDING BUFFALO NY 14203
Business Address 2200 RAND BUILDING BUFFALO NY 14203 716-853-0802
Rand Capital SBIC, Inc. (Filer) CIK: 0001455656 (see all company filings)

IRS No.: 264085471 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15108-01 | Film No.: 201047570

Mailing Address 3060 PEACHTREE ROAD, SUITE 1600 ONE BUCKHEAD PLAZA ATLANTA GA 30305
Business Address 3060 PEACHTREE ROAD, SUITE 1600 ONE BUCKHEAD PLAZA ATLANTA GA 30305 404-419-6130
BlueArc Mezzanine Partners I, L.P. (Filer) CIK: 0001676515 (see all company filings)

IRS No.: 473604432 | State of Incorp.: GA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15108-04 | Film No.: 201047569

Mailing Address 777 NW BEACON SQUARE BLVD. BOCA RATON FL 33487
Business Address 777 NW BEACON SQUARE BLVD. BOCA RATON FL 33487 (561) 826-3620
East Asset Management, LLC (Filer) CIK: 0001793591 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15108-03 | Film No.: 201047568

Mailing Address 2200 RAND BUILDING BUFFALO NY 14203
Business Address 2200 RAND BUILDING BUFFALO NY 14203 (716) 853-0802
Rand Capital Management LLC (Filer) CIK: 0001806157 (see all company filings)

IRS No.: 842246964 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15108-02 | Film No.: 201047567

Mailing Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110
Business Address TWO INTERNATIONAL PLACE SUITE 1830 BOSTON MA 02110 (617) 620-9921
Rand Capital Credit, LLC (Filer) CIK: 0001816680 (see all company filings)

IRS No.: 851649648 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15108-05 | Film No.: 201047571