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Form 3 - Initial statement of beneficial ownership of securities:
SEC Accession No. 0001104659-23-073741
Filing Date
2023-06-22
Accepted
2023-06-22 16:05:39
Documents
1
Period of Report
2023-06-13

Document Format Files

Seq Description Document Type Size
1 OWNERSHIP DOCUMENT tm2319309-1_3.html 3  
1 OWNERSHIP DOCUMENT tm2319309-1_3.xml 3 8993
  Complete submission text file 0001104659-23-073741.txt   11635
Mailing Address 373 INVERNESS PARKWAY SUITE 206 ENGLEWOOD CO 80112
Business Address 373 INVERNESS PARKWAY SUITE 206 ENGLEWOOD CO 80112 (720) 437-6580
AYTU BIOPHARMA, INC (Issuer) CIK: 0001385818 (see all company filings)

IRS No.: 470883144 | State of Incorp.: DE | Fiscal Year End: 0630
SIC: 2834 Pharmaceutical Preparations

Mailing Address 130 MAIN ST. 2ND FLOOR NEW CANAAN CT 06840
Business Address 130 MAIN ST. 2ND FLOOR NEW CANAAN CT 06840 203-404-1172
Nantahala Capital Management, LLC (Reporting) CIK: 0001472322 (see all company filings)

State of Incorp.: MA | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 001-38247 | Film No.: 231033364

Mailing Address C/O NANTAHALA CAPITAL MANAGEMENT, LLC 130 MAIN ST. 2ND FLOOR NEW CANAAN CT 06840
Business Address
Mack Daniel (Reporting) CIK: 0001775831 (see all company filings)

Type: 3 | Act: 34 | File No.: 001-38247 | Film No.: 231033362

Mailing Address C/O NANTAHALA CAPITAL MANAGEMENT, LLC 130 MAIN ST. 2ND FLOOR NEW CANAAN CT 06840
Business Address
Harkey Wilmot B. (Reporting) CIK: 0001775952 (see all company filings)

Type: 3 | Act: 34 | File No.: 001-38247 | Film No.: 231033363