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Filing Detail
Form 1-A POS -
SEC Accession No. 0001213900-19-018880
Filing Date
2019-09-25
Accepted
2019-09-25 12:41:16
Documents
102

Document Format Files

Seq Description Document Type Size
1 primary_doc.html 1-A POS  
1 primary_doc.xml 1-A POS 19029
2 PRELIMINARY OFFERING CIRCULAR f1apos2019_otisgallery.htm PART II AND III 1211165
3 SERIES DESIGNATION FOR SERIES DROP 002 INTERESTS f1apos2019ex3-2_otis.htm EX1A-3 HLDRS RTS 7644
4 SERIES DESIGNATION FOR SERIES DROP 003 INTERESTS f1apos2019ex3-3_otis.htm EX1A-3 HLDRS RTS 8158
5 SERIES DESIGNATION FOR SERIES DROP 004 INTERESTS f1apos2019ex3-4_otis.htm EX1A-3 HLDRS RTS 8271
6 SERIES DESIGNATION FOR SERIES DROP 005 INTERESTS f1apos2019ex3-5_otis.htm EX1A-3 HLDRS RTS 8221
7 SERIES DESIGNATION FOR SERIES DROP 006 INTERESTS f1apos2019ex3-6_otis.htm EX1A-3 HLDRS RTS 8440
8 SERIES DESIGNATION FOR SERIES DROP 007 INTERESTS f1apos2019ex3-7_otis.htm EX1A-3 HLDRS RTS 8287
9 SERIES DESIGNATION FOR SERIES DROP 008 INTERESTS f1apos2019ex3-8_otis.htm EX1A-3 HLDRS RTS 8392
10 SERIES DESIGNATION FOR SERIES DROP 009 INTERESTS f1apos2019ex3-9_otis.htm EX1A-3 HLDRS RTS 8345
11 SERIES DESIGNATION FOR SERIES DROP 010 INTERESTS f1apos2019ex3-10_otis.htm EX1A-3 HLDRS RTS 9212
12 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 002 INTERESTS f1apos2019ex4-2_otis.htm EX1A-4 SUBS AGMT 112726
13 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 003 INTERESTS f1apos2019ex4-3_otis.htm EX1A-4 SUBS AGMT 109171
14 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 004 INTERESTS f1apos2019ex4-4_otis.htm EX1A-4 SUBS AGMT 117957
15 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 005 INTERESTS f1apos2019ex4-5_otis.htm EX1A-4 SUBS AGMT 113807
16 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 006 INTERESTS f1apos2019ex4-6_otis.htm EX1A-4 SUBS AGMT 118168
17 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 007 INTERESTS f1apos2019ex4-7_otis.htm EX1A-4 SUBS AGMT 117580
18 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 008 INTERESTS f1apos2019ex4-8_otis.htm EX1A-4 SUBS AGMT 113648
19 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 009 INTERESTS f1apos2019ex4-9_otis.htm EX1A-4 SUBS AGMT 106045
20 FORM OF SUBSCRIPTION AGREEMENT FOR SERIES DROP 010 INTERESTS f1apos2019ex4-10_otis.htm EX1A-4 SUBS AGMT 91033
21 ASSET MANAGEMENT AGREEMENT, DATED AUGUST 30, 2019, BETWEEN OTIS WEALTH, INC. AND f1apos2019ex6-5_otis.htm EX1A-6 MAT CTRCT 64518
22 PURCHASE AND SALE AGREEMENT, DATED AUGUST 30, 2019, BETWEEN SERIES DROP 002, A S f1apos2019ex6-6_otis.htm EX1A-6 MAT CTRCT 50699
23 PROMISSORY NOTE ISSUED BY SERIES DROP 002, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-7_otis.htm EX1A-6 MAT CTRCT 23731
24 ASSET MANAGEMENT AGREEMENT, DATED AUGUST 30, 2019, BETWEEN OTIS WEALTH, INC. AND f1apos2019ex6-8_otis.htm EX1A-6 MAT CTRCT 60650
25 PURCHASE AND SALE AGREEMENT, DATED AUGUST 30, 2019, BETWEEN SERIES DROP 003, A S f1apos2019ex6-9_otis.htm EX1A-6 MAT CTRCT 47070
26 PROMISSORY NOTE ISSUED BY SERIES DROP 003, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-10_otis.htm EX1A-6 MAT CTRCT 23529
27 ASSET MANAGEMENT AGREEMENT, DATED AUGUST 30, 2019, BETWEEN OTIS WEALTH, INC. AND f1apos2019ex6-11_otis.htm EX1A-6 MAT CTRCT 72144
28 PURCHASE AND SALE AGREEMENT, DATED AUGUST 30, 2019, BETWEEN SERIES DROP 004, A S f1apos2019ex6-12_otis.htm EX1A-6 MAT CTRCT 54155
29 PROMISSORY NOTE ISSUED BY SERIES DROP 004, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-13_otis.htm EX1A-6 MAT CTRCT 33126
30 ASSET MANAGEMENT AGREEMENT, DATED AUGUST 30, 2019, BETWEEN OTIS WEALTH, INC. AND f1apos2019ex6-14_otis.htm EX1A-6 MAT CTRCT 63141
31 PURCHASE AND SALE AGREEMENT, DATED AUGUST 30, 2019, BETWEEN SERIES DROP 005, A S f1apos2019ex6-15_otis.htm EX1A-6 MAT CTRCT 34480
32 PROMISSORY NOTE ISSUED BY SERIES DROP 005, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-16_otis.htm EX1A-6 MAT CTRCT 32516
33 ASSET MANAGEMENT AGREEMENT, DATED AUGUST 30, 2019, BETWEEN OTIS WEALTH, INC. AND f1apos2019ex6-17_otis.htm EX1A-6 MAT CTRCT 63827
34 PURCHASE AND SALE AGREEMENT, DATED AUGUST 30, 2019, BETWEEN SERIES DROP 006, A S f1apos2019ex6-18_otis.htm EX1A-6 MAT CTRCT 49418
35 PROMISSORY NOTE ISSUED BY SERIES DROP 006, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-19_otis.htm EX1A-6 MAT CTRCT 22637
36 ASSET MANAGEMENT AGREEMENT, DATED AUGUST 30, 2019, BETWEEN OTIS WEALTH, INC. AND f1apos2019ex6-20_otis.htm EX1A-6 MAT CTRCT 44949
37 PURCHASE AND SALE AGREEMENT, DATED AUGUST 30, 2019, BETWEEN SERIES DROP 007, A S f1apos2019ex6-21_otis.htm EX1A-6 MAT CTRCT 33296
38 PROMISSORY NOTE ISSUED BY SERIES DROP 007, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-22_otis.htm EX1A-6 MAT CTRCT 22393
39 ASSET MANAGEMENT AGREEMENT, DATED AUGUST 30, 2019, BETWEEN OTIS WEALTH, INC. AND f1apos2019ex6-23_otis.htm EX1A-6 MAT CTRCT 43981
40 PURCHASE AND SALE AGREEMENT, DATED AUGUST 30, 2019, BETWEEN SERIES DROP 008, A S f1apos2019ex6-24_otis.htm EX1A-6 MAT CTRCT 34154
41 PROMISSORY NOTE ISSUED BY SERIES DROP 008, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-25_otis.htm EX1A-6 MAT CTRCT 24471
42 ASSET MANAGEMENT AGREEMENT, DATED AUGUST 30, 2019, BETWEEN OTIS WEALTH, INC. AND f1apos2019ex6-26_otis.htm EX1A-6 MAT CTRCT 45707
43 PURCHASE AND SALE AGREEMENT, DATED AUGUST 30, 2019, BETWEEN SERIES DROP 009, A S f1apos2019ex6-27_otis.htm EX1A-6 MAT CTRCT 33474
44 PROMISSORY NOTE ISSUED BY SERIES DROP 009, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-28_otis.htm EX1A-6 MAT CTRCT 24907
45 ASSET MANAGEMENT AGREEMENT, DATED SEPTEMBER 16, 2019, BETWEEN OTIS WEALTH, INC. f1apos2019ex6-29_otis.htm EX1A-6 MAT CTRCT 55740
46 PURCHASE AND SALE AGREEMENT, DATED SEPTEMBER 16, 2019 BETWEEN SERIES DROP 010, A f1apos2019ex6-30_otis.htm EX1A-6 MAT CTRCT 42434
47 PROMISSORY NOTE ISSUED BY SERIES DROP 010, A SERIES OF OTIS GALLERY LLC, IN FAVO f1apos2019ex6-31_otis.htm EX1A-6 MAT CTRCT 22912
48 ESCROW AGREEMENT, DATED SEPTEMBER 11, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-2_otis.htm EX1A-8 ESCW AGMT 76220
49 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20, 2019, AMONG NORTH CAPITAL PRI f1apos2019ex8-3_otis.htm EX1A-8 ESCW AGMT 11123
50 ESCROW AGREEMENT, DATED SEPTEMBER 11, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-4_otis.htm EX1A-8 ESCW AGMT 98107
51 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20, 2019, AMONG NORTH CAPITAL PRI f1apos2019ex8-5_otis.htm EX1A-8 ESCW AGMT 14385
52 ESCROW AGREEMENT, DATED SEPTEMBER 11, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-6_otis.htm EX1A-8 ESCW AGMT 73851
53 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20, 2019, AMONG NORTH CAPITAL PRI f1apos2019ex8-7_otis.htm EX1A-8 ESCW AGMT 14293
54 ESCROW AGREEMENT, DATED SEPTEMBER 11, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-8_otis.htm EX1A-8 ESCW AGMT 70229
55 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20, 2019, AMONG NORTH CAPITAL PRI f1apos2019ex8-9_otis.htm EX1A-8 ESCW AGMT 11531
56 ESCROW AGREEMENT, DATED SEPTEMBER 11, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-10_otis.htm EX1A-8 ESCW AGMT 73176
57 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20, 2019, AMONG NORTH CAPITAL PRI f1apos2019ex8-11_otis.htm EX1A-8 ESCW AGMT 14312
58 ESCROW AGREEMENT, DATED SEPTEMBER 11, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-12_otis.htm EX1A-8 ESCW AGMT 73615
59 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20, 2019, AMONG NORTH CAPITAL PRI f1apos2019ex8-13_otis.htm EX1A-8 ESCW AGMT 10942
60 ESCROW AGREEMENT, DATED SEPTEMBER 11, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-14_otis.htm EX1A-8 ESCW AGMT 74976
61 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 16, 2019, AMONG NORTH CAPITAL PRI f1apos2019ex8-15_otis.htm EX1A-8 ESCW AGMT 11214
62 SECOND AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20, 2019, AMONG NORTH CAPI f1apos2019ex8-16_otis.htm EX1A-8 ESCW AGMT 14501
63 ESCROW AGREEMENT, DATED SEPTEMBER 11, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-17_otis.htm EX1A-8 ESCW AGMT 97984
64 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20, 2019, AMONG NORTH CAPITAL PRI f1apos2019ex8-18_otis.htm EX1A-8 ESCW AGMT 11128
65 ESCROW AGREEMENT, DATED SEPTEMBER 17, 2019, AMONG NORTH CAPITAL PRIVATE SECURITI f1apos2019ex8-19_otis.htm EX1A-8 ESCW AGMT 75844
66 AMENDMENT TO ESCROW AGREEMENT, DATED SEPTEMBER 20 2019, AMONG NORTH CAPITAL PRIV f1apos2019ex8-20_otis.htm EX1A-8 ESCW AGMT 12369
67 CONSENT OF JASON M. TYRA, CPA, PLLC f1apos2019ex11-1_otis.htm EX1A-11 CONSENT 1988
68 OPINION OF BEVILACQUA PLLC f1apos2019ex12-1_otis.htm EX1A-12 OPN CNSL 19995
69 "TESTING THE WATERS" MATERIALS - SERIES DROP 002 f1apos2019ex13-1_otis.pdf EX1A-13 TST WTRS 89172
70 "TESTING THE WATERS" MATERIALS - SERIES DROP 003 f1apos2019ex13-2_otis.pdf EX1A-13 TST WTRS 103868
71 "TESTING THE WATERS" MATERIALS - SERIES DROP 004 f1apos2019ex13-3_otis.pdf EX1A-13 TST WTRS 76194
72 "TESTING THE WATERS" MATERIALS - SERIES DROP 005 f1apos2019ex13-4_otis.pdf EX1A-13 TST WTRS 139455
73 "TESTING THE WATERS" MATERIALS - SERIES DROP 006 f1apos2019ex13-5_otis.pdf EX1A-13 TST WTRS 66215
74 "TESTING THE WATERS" MATERIALS - SERIES DROP 007 f1apos2019ex13-6_otis.pdf EX1A-13 TST WTRS 56380
75 "TESTING THE WATERS" MATERIALS - SERIES DROP 008 f1apos2019ex13-7_otis.pdf EX1A-13 TST WTRS 52587
76 "TESTING THE WATERS" MATERIALS - SERIES DROP 009 f1apos2019ex13-8_otis.pdf EX1A-13 TST WTRS 45419
77 "TESTING THE WATERS" MATERIALS - SERIES DROP 010 f1apos2019ex13-9_otis.pdf EX1A-13 TST WTRS 174885
78 GRAPHIC image_001.jpg GRAPHIC 6561
79 GRAPHIC image_002.jpg GRAPHIC 34766
80 GRAPHIC image_003.jpg GRAPHIC 40442
81 GRAPHIC image_004.jpg GRAPHIC 32000
82 GRAPHIC ex6-5_001.jpg GRAPHIC 51180
83 GRAPHIC ex6-6_001.jpg GRAPHIC 51180
84 GRAPHIC ex6-8_001.jpg GRAPHIC 75937
85 GRAPHIC ex6-9_001.jpg GRAPHIC 75937
86 GRAPHIC ex6-11_001.jpg GRAPHIC 51752
87 GRAPHIC ex6-12_001.jpg GRAPHIC 51752
88 GRAPHIC ex6-14_001.jpg GRAPHIC 118857
89 GRAPHIC ex6-15_001.jpg GRAPHIC 118857
90 GRAPHIC ex6-17_001.jpg GRAPHIC 67005
91 GRAPHIC ex6-18_001.jpg GRAPHIC 69030
92 GRAPHIC ex6-20_001.jpg GRAPHIC 40450
93 GRAPHIC ex6-21_001.jpg GRAPHIC 8862
94 GRAPHIC ex6-23_001.jpg GRAPHIC 20347
95 GRAPHIC ex6-24_001.jpg GRAPHIC 20347
96 GRAPHIC ex6-26_001.jpg GRAPHIC 7822
97 GRAPHIC ex6-27_001.jpg GRAPHIC 7822
98 GRAPHIC ex6-29_001.jpg GRAPHIC 200472
99 GRAPHIC ex6-30_001.jpg GRAPHIC 181482
100 GRAPHIC ex12-1_001.jpg GRAPHIC 10013
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  Complete submission text file 0001213900-19-018880.txt   7273943
Mailing Address 355 MADISON AVE, 3RD FLOOR NEW YORK NY 10017
Business Address 355 MADISON AVE, 3RD FLOOR NEW YORK NY 10017 (201)479-4408
Otis Gallery LLC (Filer) CIK: 0001767876 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 1-A POS | Act: 33 | File No.: 024-10951 | Film No.: 191113296
SIC: 5990 Retail-Retail Stores, NEC