Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0000894189-19-002023
Filing Date
2019-04-02
Accepted
2019-04-02 16:09:47
Documents
1

Document Format Files

Seq Description Document Type Size
1 AMENDED-EXEMPTIVE APPLICATION lift-roundhill-40appa.htm 40-APP/A 392847
  Complete submission text file 0000894189-19-002023.txt   394338
Mailing Address 615 E. MICHIGAN STREET MILWAUKEE WI 53202
Business Address 615 E. MICHIGAN STREET MILWAUKEE WI 53202 414-765-5144
Listed Funds Trust (Filer) CIK: 0001683471 (see all company filings)

EIN.: 826272597 | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14981-02 | Film No.: 19724718

Mailing Address 575 FIFTH AVENUE NEW YORK NY 10017
Business Address 575 FIFTH AVENUE NEW YORK NY 10017 (646)661-5441
Roundhill Financial LLC (Filer) CIK: 0001760054 (see all company filings)

EIN.: 831890375 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14981 | Film No.: 19724719