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Form 3 - Initial statement of beneficial ownership of securities:
SEC Accession No. 0001615774-18-013257
Filing Date
2018-11-26
Accepted
2018-11-26 16:26:58
Documents
1
Period of Report
2018-11-16

Document Format Files

Seq Description Document Type Size
1 FORM 3 s114227_form3.html 3  
1 FORM 3 s114227_form3.xml 3 4850
  Complete submission text file 0001615774-18-013257.txt   7308
Mailing Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281
Business Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281 212-417-8000
NATIONAL HOLDINGS CORP (Issuer) CIK: 0001023844 (see all company filings)

IRS No.: 364128138 | State of Incorp.: DE | Fiscal Year End: 0930
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services

Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367
Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737
B. Riley Financial, Inc. (Reporting) CIK: 0001464790 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 001-12629 | Film No.: 181201130
SIC: 7389 Services-Business Services, NEC

Mailing Address 21255 BURBANK BLVD, SUITE 400 WOODLAND HILLS CA 91367
Business Address 21255 BURBANK BLVD, SUITE 400 WOODLAND HILLS CA 91367 818-884-3737
NHC Holdings, LLC (Reporting) CIK: 0001759790 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 001-12629 | Film No.: 181201129