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Form S-1 - General form for registration of securities under the Securities Act of 1933:
SEC Accession No. 0001213900-19-016393
Filing Date
2019-08-20
Accepted
2019-08-20 16:55:36
Documents
26

Document Format Files

Seq Description Document Type Size
1 REGISTRATION STATEMENT fs12019_tffpharmaceuticals.htm S-1 3981243
2 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE REGISTRANT fs12019ex3-1_tffpharm.htm EX-3.1 97961
3 BYLAWS OF THE REGISTRANT fs12019ex3-2_tffpharm.htm EX-3.2 126123
4 AMENDED AND RESTATED BYLAWS OF THE REGISTRANT EFFECTIVE IMMEDIATELY FOLLOWING TH fs12019ex3-3_tffpharm.htm EX-3.3 184126
5 WARRANT DATED JANUARY 24, 2018 ISSUED TO LIQUID PATENT ADVISORS, LLC fs12019ex4-2_tffpharm.htm EX-4.2 76560
6 WARRANT DATED MARCH 13, 2018 ISSUED TO NATIONAL SECURITIES CORPORATION fs12019ex4-3_tffpharm.htm EX-4.3 70132
7 WARRANT DATED MARCH 22, 2018 ISSUED TO NATIONAL SECURITIES CORPORATION fs12019ex4-4_tffpharm.htm EX-4.4 69826
8 WARRANT DATED MAY 16, 2019 ISSUED TO NATIONAL SECURITIES CORPORATION fs12019ex4-5_tffpharm.htm EX-4.5 91687
9 WARRANT DATED MAY 23, 2019 ISSUED TO NATIONAL SECURITIES CORPORATION fs12019ex4-6_tffpharm.htm EX-4.6 67796
10 ENGAGEMENT AGREEMENT DATED JANUARY 26, 2018 BETWEEN LIQUID PATENT ADVISORS, LLC fs12019ex10-1_tffpharm.htm EX-10.1 56696
11 SECURITIES PURCHASE AGREEMENT DATED MARCH 13, 2018 BY AND AMONG THE REGISTRANT A fs12019ex10-2_tffpharm.htm EX-10.2 582253
12 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT DATED MAY 16, 2019 BY AND AMO fs12019ex10-3_tffpharm.htm EX-10.3 163191
13 CONTRIBUTION AND SUBSCRIPTION AGREEMENT DATED JANUARY 24, 2018 BETWEEN THE REGIS fs12019ex10-4_tffpharm.htm EX-10.4 29371
14 PATENT LICENSE AGREEMENT DATED JULY 8, 2015 BETWEEN LUNG THERAPEUTICS, INC. AND fs12019ex10-5_tffpharm.htm EX-10.5 277596
15 TFF PHARMACEUTICALS, INC. 2018 STOCK INCENTIVE PLAN fs12019ex10-6_tffpharm.htm EX-10.6 98154
16 AMENDED AND RESTATED CONSULTING AGREEMENT DATED DECEMBER 20, 2018 BETWEEN ROBERT fs12019ex10-7_tffpharm.htm EX-10.7 43299
17 CONSULTING AGREEMENT DATED FEBRUARY 12, 2018 BETWEEN DR. BRIAN WINDSOR AND THE R fs12019ex10-8_tffpharm.htm EX-10.8 57048
18 CONSULTING AGREEMENT DATED APRIL 23, 2018 BETWEEN GLENN MATTES AND THE REGISTRAN fs12019ex10-9_tffpharm.htm EX-10.9 64893
19 LEASE AGREEMENT DATED OCTOBER 19, 2018 fs12019ex10-10_tffpharm.htm EX-10.10 306331
20 EXECUTIVE EMPLOYMENT AGREEMENT DATED DECEMBER 20, 2018 BETWEEN GLENN MATTES AND fs12019ex10-11_tffpharm.htm EX-10.11 49417
21 SECURITIES PURCHASE AGREEMENT DATED MAY 16, 2019 BY AND AMONG THE REGISTRANT AND fs12019ex10-12_tffpharm.htm EX-10.12 227050
22 AMENDMENT NO.1 TO PATENT LICENSE AGREEMENT DATED NOVEMBER 30, 2018 BETWEEN THE R fs12019ex10-13_tffpharm.htm EX-10.13 250191
23 EMPLOYMENT AGREEMENT, DATED FEBRUARY 15, 2019, BY AND BETWEEN THE REGISTRANT AND fs12019ex10-14_tffpharm.htm EX-10.14 57331
24 LIST OF SUBSIDIARIES fs12019ex21-1_tffpharm.htm EX-21.1 566
25 CONSENT OF MARCUM LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM fs12019ex23-1_tffpharm.htm EX-23.1 3346
26 GRAPHIC image.jpg GRAPHIC 465375
  Complete submission text file 0001213900-19-016393.txt   7672924
Mailing Address 2801 VIA FORTUNA, SUITE 425 AUSTIN TX 78746
Business Address 2801 VIA FORTUNA, SUITE 425 AUSTIN TX 78746 737-802-1979
TFF Pharmaceuticals, Inc. (Filer) CIK: 0001733413 (see all company filings)

IRS No.: 824344737 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-233378 | Film No.: 191040339
SIC: 2834 Pharmaceutical Preparations