Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-22-002050
Filing Date
2022-03-01
Accepted
2022-04-21 12:53:32
Documents
1
Period of Report
2021-12-31
Effectiveness Date
2022-03-01

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-22-002050.paper X-17A-5 294
  Scanned paper document scanned.pdf   623765
  Complete submission text file 9999999997-22-002050.txt   1317
Mailing Address 45 ROCKEFELLER PLAZA FLOOR 5 NEW YORK NY 10111
Business Address 45 ROCKEFELLER PLAZA FLOOR 5 NEW YORK NY 10111 212-549-5298
ROCKEFELLER FINANCIAL LLC (Filer) CIK: 0001723502 (see all company filings)

EIN.: 823226180 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-70054 | Film No.: 22003556