Document Format Files
Seq | Description | Document | Type | Size |
---|---|---|---|---|
1 | 8-K | transphorm8-k.htm | 8-K | 1029286 |
2 | EXHIBIT 2.1 | exhibit21agreementandplano.htm | EX-2.1 | 535710 |
3 | EXHIBIT 3.1 | exhibit31-certificateofmer.htm | EX-3.1 | 27270 |
4 | EXHIBIT 3.2 | exhibit32-certificateofame.htm | EX-3.2 | 10455 |
5 | EXHIBIT 3.3 | exhibit33-formofamendedand.htm | EX-3.3 | 62319 |
6 | EXHIBIT 3.4 | exhibit34-amendedandrestat.htm | EX-3.4 | 186133 |
7 | EXHIBIT 4.1 | exhibit41-formofregistrati.htm | EX-4.1 | 156078 |
8 | EXHIBIT 4.2 | exhibit42-stockholdersagre.htm | EX-4.2 | 94053 |
9 | EXHIBIT 10.2 | exhibit102-engagementlette.htm | EX-10.2 | 84599 |
10 | EXHIBIT 10.5 | exhibit1051-2020equityince.htm | EX-10.5 | 133944 |
11 | EXHIBIT 10.6 | exhibit106-formoflockxupag.htm | EX-10.6 | 61656 |
12 | EXHIBIT 10.7 | exhibit107formofsubscripti.htm | EX-10.7 | 345446 |
13 | EXHIBIT 10.8 | exhibit108offerletterdated.htm | EX-10.8 | 40403 |
14 | EXHIBIT 10.9 | exhibit109offerletterdated.htm | EX-10.9 | 24681 |
15 | EXHIBIT 10.10 | exhibit1010offerletterdate.htm | EX-10.10 | 19661 |
16 | EXHIBIT 10.18 | exhibit1018formofdirectora.htm | EX-10.18 | 97392 |
17 | EXHIBIT 10.19 | exhibit1019formofpre-merge.htm | EX-10.19 | 68655 |
18 | EXHIBIT 10.25 | exhibit1025intracompanylic.htm | EX-10.25 | 72572 |
19 | EXHIBIT 10.26 | exhibit1026letteragreement.htm | EX-10.26 | 16834 |
20 | EXHIBIT 10.27 | exhibit1027letteragreement.htm | EX-10.27 | 15642 |
21 | EXHIBIT 10.28 | exhibit1028-indemnificatio.htm | EX-10.28 | 101840 |
22 | EXHIBIT 10.1(1) | exhibit1011-engagementlett.htm | EX-10.1(1) | 101014 |
23 | EXHIBIT 10.1(2) | exhibit1012-amendmentno1an.htm | EX-10.1(2) | 21125 |
24 | EXHIBIT 10.11(1) | exhibit10111awardcontractd.htm | EX-10.11(1) | 491241 |
25 | EXHIBIT 10.11(2) | exhibit10112amendmentofsol.htm | EX-10.11(2) | 101458 |
26 | EXHIBIT 10.11(3) | exhibit10113amendmentofsol.htm | EX-10.11(3) | 87671 |
27 | EXHIBIT 10.11(4) | exhibit10114amendmentofsol.htm | EX-10.11(4) | 42153 |
28 | EXHIBIT 10.11(5) | exhibit10115amendmentofsol.htm | EX-10.11(5) | 75350 |
29 | EXHIBIT 10.12(1) | exhibit10121jointventureag.htm | EX-10.12(1) | 573931 |
30 | EXHIBIT 10.12(2) | exhibit10122-firstamendmen.htm | EX-10.12(2) | 65273 |
31 | EXHIBIT 10.13(1) | exhibit10131supplyagreemen.htm | EX-10.13(1) | 184684 |
32 | EXHIBIT 10.13(2) | exhibit10132amendmentno1to.htm | EX-10.13(2) | 34560 |
33 | EXHIBIT 10.14(1) | exhibit10141loanandsecurit.htm | EX-10.14(1) | 1066659 |
34 | EXHIBIT 10.14(2) | exhibit10142amendmentno1to.htm | EX-10.14(2) | 56757 |
35 | EXHIBIT 10.14(3) | exhibit10143amendmentno2to.htm | EX-10.14(3) | 27474 |
36 | EXHIBIT 10.15(1) | exhibit10151developmentand.htm | EX-10.15(1) | 217062 |
37 | EXHIBIT 10.15(2) | exhibit10152amendmentno1to.htm | EX-10.15(2) | 84128 |
38 | EXHIBIT 10.15(3) | exhibit10153amendmentno2to.htm | EX-10.15(3) | 37546 |
39 | EXHIBIT 10.16(1) | exhibit10161-standardindus.htm | EX-10.16(1) | 484528 |
40 | EXHIBIT 10.16(2) | exhibit10162firstamendment.htm | EX-10.16(2) | 178944 |
41 | EXHIBIT 10.17(1) | exhibit10171standardindust.htm | EX-10.17(1) | 603763 |
42 | EXHIBIT 10.17(2) | exhibit10172firstamendment.htm | EX-10.17(2) | 56924 |
43 | EXHIBIT 10.17(3) | exhibit10173secondamendmen.htm | EX-10.17(3) | 36221 |
44 | EXHIBIT 10.17(4) | exhibit10174thirdamendment.htm | EX-10.17(4) | 179332 |
45 | EXHIBIT 10.20(1) | exhibit10201-warranttopurc.htm | EX-10.20(1) | 112555 |
46 | EXHIBIT 10.20(2) | exhibit10202-letteramendme.htm | EX-10.20(2) | 17800 |
47 | EXHIBIT 10.20(3) | exhibit10203-amendmenttosv.htm | EX-10.20(3) | 21468 |
48 | EXHIBIT 10.21(1) | exhibit10211-warranttopurc.htm | EX-10.21(1) | 104098 |
49 | EXHIBIT 10.21(2) | exhibit10212-letteramendme.htm | EX-10.21(2) | 15955 |
50 | EXHIBIT 10.21(3) | exhibit10213-amendmenttole.htm | EX-10.21(3) | 24307 |
51 | EXHIBIT 10.22(1) | exhibit10221-plainenglishw.htm | EX-10.22(1) | 209510 |
52 | EXHIBIT 10.22(2) | exhibit10222-plainenglishw.htm | EX-10.22(2) | 147292 |
53 | EXHIBIT 10.22(3) | exhibit10223-letteramendme.htm | EX-10.22(3) | 15792 |
54 | EXHIBIT 10.22(4) | exhibit10224-amendmenttofi.htm | EX-10.22(4) | 22372 |
55 | EXHIBIT 10.22(5) | exhibit10225-amendmenttose.htm | EX-10.22(5) | 22417 |
56 | EXHIBIT 10.23(1) | exhibit10231-subordinatedc.htm | EX-10.23(1) | 111224 |
57 | EXHIBIT 10.23(2) | exhibit10232-waiverconsent.htm | EX-10.23(2) | 32116 |
58 | EXHIBIT 10.23(3) | exhibit10233-consentguaran.htm | EX-10.23(3) | 31405 |
59 | EXHIBIT 10.24(1) | exhibit10241licenseagreeme.htm | EX-10.24(1) | 220561 |
60 | EXHIBIT 10.24(2) | exhibit10242-eleventhamend.htm | EX-10.24(2) | 189855 |
61 | EXHIBIT 10.3(1) | exhibit1031transphormopco2.htm | EX-10.3(1) | 74309 |
62 | EXHIBIT 10.3(2) | exhibit1032formofstockopti.htm | EX-10.3(2) | 105895 |
63 | EXHIBIT 10.4(1) | exhibit10412015equityincen.htm | EX-10.4(1) | 108875 |
64 | EXHIBIT 10.4(2) | exhibit1042formofstockopti.htm | EX-10.4(2) | 104178 |
65 | EXHIBIT 16.1 | exhibit161-letterfromraich.htm | EX-16.1 | 3232 |
66 | EXHIBIT 99.1 | exhibit991-auditedfinancia.htm | EX-99.1 | 685364 |
67 | EXHIBIT 99.2 | exhibit992-unauditedfinanc.htm | EX-99.2 | 474666 |
68 | EXHIBIT 99.3 | exhibit993proformafinancia.htm | EX-99.3 | 300142 |
69 | brileylogo.jpg | GRAPHIC | 132673 | |
70 | exhibit7ximage.jpg | GRAPHIC | 21007 | |
71 | exhibit1012amendment1_image1.gif | GRAPHIC | 40591 | |
72 | exhibit10121appendix1image2.jpg | GRAPHIC | 19186 | |
73 | exhibit10171logo1a.jpg | GRAPHIC | 19690 | |
74 | exhibit10171standard_image36.jpg | GRAPHIC | 19690 | |
75 | exhibit10171standard_image46.jpg | GRAPHIC | 20601 | |
76 | exhibit10171standard_image51.jpg | GRAPHIC | 19790 | |
77 | exhibit10171standardi_image1.jpg | GRAPHIC | 4364 | |
78 | exhibit10171standardi_image2.jpg | GRAPHIC | 21907 | |
79 | exhibit10174logo1a.jpg | GRAPHIC | 2976 | |
80 | exhibit10202transphor_image1.gif | GRAPHIC | 3816 | |
81 | exhibit10212transphor_image1.gif | GRAPHIC | 3816 | |
82 | exhibit10221transphor_image1.jpg | GRAPHIC | 11172 | |
83 | exhibit10222logo1a.jpg | GRAPHIC | 6826 | |
84 | exhibit10223transphor_image1.gif | GRAPHIC | 3816 | |
85 | exhibit1016275castili_image1.jpg | GRAPHIC | 8435 | |
86 | exhibit1016275castili_image5.jpg | GRAPHIC | 11465 | |
87 | exhibit1016275castili_image9.jpg | GRAPHIC | 11668 | |
Complete submission text file | 0001628280-20-001551.txt | 11678282 |
IRS No.: 821858829 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 000-55832 | Film No.: 20613433
SIC: 6770 Blank Checks