SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form N-2 - Registration statement for closed-end investment companies:
SEC Accession No. 0001193125-18-289541
Filing Date
2018-10-01
Accepted
2018-10-01 16:37:14
Documents
18

Document Format Files

Seq Description Document Type Size
1 XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST d628735dn2.htm N-2 1059949
2 INVESTMENT ADVISORY AGREEMENT d628735dex99g1.htm EX-99.G.1 62286
3 INVESTMENT SUB-ADVISORY AGREEMENT d628735dex99g2.htm EX-99.G.2 94858
4 CUSTODY AGREEMENT d628735dex99j.htm EX-99.J 155270
5 TRANSFER AGENCY AGREEMENT d628735dex99k1.htm EX-99.K.1 205458
6 ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT d628735dex99k2.htm EX-99.K.2 102602
7 CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT d628735dex99k3.htm EX-99.K.3 71518
8 INVESTOR SERVICES AND SECONDARY MARKET SUPPORT SERVICES AGREEMENT d628735dex99k4.htm EX-99.K.4 41042
9 EXPENSE LIMITATION AGREEMENT d628735dex99k5.htm EX-99.K.5 9942
10 CODE OF ETHICS OF THE ADVISER d628735dex99r2.htm EX-99.R.2 455627
11 POWER OF ATTORNEY d628735dex99s.htm EX-99.S 8813
12 FORM OF PROSPECTUS SUPPLEMENT FOR COMMON SHARE OFFERING d628735dex99z1.htm EX-99.Z.1 83674
13 FORM OF PROSPECTUS SUPPLEMENT FOR RIGHTS OFFERING d628735dex99z2.htm EX-99.Z.2 203691
15 GRAPHIC g628735g0831074314664.jpg GRAPHIC 1815
16 GRAPHIC g628735g0831083705061.jpg GRAPHIC 2111
17 GRAPHIC g628735g17j87.jpg GRAPHIC 7557
18 GRAPHIC g628735g81s34.jpg GRAPHIC 9456
19 filename19.htm COVER 10725
  Complete submission text file 0001193125-18-289541.txt   2596852
Mailing Address 321 NORTH CLARK STREET #2430 CHICAGO IL 60654
Business Address 321 NORTH CLARK STREET #2430 CHICAGO IL 60654 (312) 374-6930
XAI Octagon Floating Rate & Alternative Income Term Trust (Filer) CIK: 0001703079 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: N-2 | Act: 33 | File No.: 333-227640 | Film No.: 181097982

Mailing Address 321 NORTH CLARK STREET #2430 CHICAGO IL 60654
Business Address 321 NORTH CLARK STREET #2430 CHICAGO IL 60654 (312) 374-6930
XAI Octagon Floating Rate & Alternative Income Term Trust (Filer) CIK: 0001703079 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: N-2 | Act: 40 | File No.: 811-23247 | Film No.: 181097981