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Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001144204-15-055201
Filing Date
2015-09-16
Accepted
2015-09-16 14:09:51
Documents
2

Document Format Files

Seq Description Document Type Size
1 40-APP/A v420189_40appa.htm 40-APP/A 518611
4 GRAPHIC image_001.jpg GRAPHIC 4404
  Complete submission text file 0001144204-15-055201.txt   526782
Mailing Address 210 Summit Avenue Suite C11 Montvale NJ 07645
Business Address 210 Summit Avenue Suite C11 Montvale NJ 07645
Foreside Fund Services LLC (Filer) CIK: 0001396289 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14479-01 | Film No.: 151110126

Mailing Address 155 WEST 19TH STREET, FIFTH FLOOR NEW YORK NY 10011
Business Address 155 WEST 19TH STREET, FIFTH FLOOR NEW YORK NY 10011 212.426.7040
Ark ETF Trust (Filer) CIK: 0001579982 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14479 | Film No.: 151110127

Mailing Address 155 WEST 19TH STREET, 5TH FLOOR NEW YORK NY 10011
Business Address 155 WEST 19TH STREET, 5TH FLOOR NEW YORK NY 10011 212-426-7040
ARK Investment Management LLC (Filer) CIK: 0001697748 (see all company filings)

IRS No.: 464309299 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14479-02 | Film No.: 151110125