Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001667919 | |||
| Series S000053967 | First Trust CEF Income Opportunity ETF | ||
| Class/Contract C000169819 | First Trust CEF Income Opportunity ETF | FCEF | |
| Status | Name | Ticker Symbol | |
| CIK 0001667919 | |||
| Series S000053970 | First Trust Municipal CEF Income Opportunity ETF | ||
| Class/Contract C000169822 | First Trust Municipal CEF Income Opportunity ETF | MCEF | |
| Status | Name | Ticker Symbol | |
| CIK 0001667919 | |||
| Series S000056061 | EquityCompass Risk Manager ETF | ||
| Class/Contract C000176587 | EquityCompass Risk Manager ETF | ERM | |
| Status | Name | Ticker Symbol | |
| CIK 0001667919 | |||
| Series S000056062 | EquityCompass Tactical Risk Manager ETF | ||
| Class/Contract C000176588 | EquityCompass Tactical Risk Manager ETF | TERM | |
| Status | Name | Ticker Symbol | |
| CIK 0001667919 | |||
| Series S000056501 | First Trust TCW Opportunistic Fixed Income ETF | ||
| Class/Contract C000178745 | First Trust TCW Opportunistic Fixed Income ETF | FIXD | |
| Status | Name | Ticker Symbol | |
| CIK 0001667919 | |||
| Series S000061961 | First Trust TCW Unconstrained Plus Bond ETF | ||
| Class/Contract C000200735 | First Trust TCW Unconstrained Plus Bond ETF | UCON | |
| Status | Name | Ticker Symbol | |
| CIK 0001667919 | |||
| Series S000063239 | First Trust Low Duration Strategic Focus ETF | ||
| Class/Contract C000205110 | First Trust Low Duration Strategic Focus ETF | LDSF | |
IRS No.: 611787125
Type: N-PX | Act: 40 | File No.: 811-23147 | Film No.: 191001056