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Form S-4 - Registration of securities, business combinations:
SEC Accession No. 0001047469-16-011987
Filing Date
2016-04-07
Accepted
2016-04-07 16:15:51
Documents
92

Document Format Files

Seq Description Document Type Size
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3 EX-3.7 a2226997zex-3_7.htm EX-3.7 40605
4 EX-3.8 a2226997zex-3_8.htm EX-3.8 6253
5 EX-3.9 a2226997zex-3_9.htm EX-3.9 39298
6 EX-3.10 a2226997zex-3_10.htm EX-3.10 6866
7 EX-3.11 a2226997zex-3_11.htm EX-3.11 47718
8 EX-3.12 a2226997zex-3_12.htm EX-3.12 30674
9 EX-3.13 a2226997zex-3_13.htm EX-3.13 41106
10 EX-3.14 a2226997zex-3_14.htm EX-3.14 21060
11 EX-3.15 a2226997zex-3_15.htm EX-3.15 39567
12 EX-3.16 a2226997zex-3_16.htm EX-3.16 11228
13 EX-3.17 a2226997zex-3_17.htm EX-3.17 41671
14 EX-3.18 a2226997zex-3_18.htm EX-3.18 10543
15 EX-3.19 a2226997zex-3_19.htm EX-3.19 30124
16 EX-3.20 a2226997zex-3_20.htm EX-3.20 7736
17 EX-3.21 a2226997zex-3_21.htm EX-3.21 264250
18 EX-3.22 a2226997zex-3_22.htm EX-3.22 10102
19 EX-3.23 a2226997zex-3_23.htm EX-3.23 42142
20 EX-3.24 a2226997zex-3_24.htm EX-3.24 8279
21 EX-3.25 a2226997zex-3_25.htm EX-3.25 40841
22 EX-3.26 a2226997zex-3_26.htm EX-3.26 35635
23 EX-3.27 a2226997zex-3_27.htm EX-3.27 63268
24 EX-3.28 a2226997zex-3_28.htm EX-3.28 7939
25 EX-3.29 a2226997zex-3_29.htm EX-3.29 118000
26 EX-3.30 a2226997zex-3_30.htm EX-3.30 24110
27 EX-3.31 a2226997zex-3_31.htm EX-3.31 57739
28 EX-3.32 a2226997zex-3_32.htm EX-3.32 7951
29 EX-3.33 a2226997zex-3_33.htm EX-3.33 117262
30 EX-3.34 a2226997zex-3_34.htm EX-3.34 10181
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35 EX-3.41 a2226997zex-3_41.htm EX-3.41 118381
36 EX-3.42 a2226997zex-3_42.htm EX-3.42 8552
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40 EX-3.46 a2226997zex-3_46.htm EX-3.46 5766
41 EX-3.47 a2226997zex-3_47.htm EX-3.47 39608
42 EX-3.48 a2226997zex-3_48.htm EX-3.48 6974
43 EX-3.49 a2226997zex-3_49.htm EX-3.49 41727
44 EX-3.50 a2226997zex-3_50.htm EX-3.50 6070
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59 EX-99.2 a2226997zex-99_2.htm EX-99.2 31901
60 EX-99.3 a2226997zex-99_3.htm EX-99.3 13782
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  Complete submission text file 0001047469-16-011987.txt   4794023
Mailing Address
Business Address 8700 WEST BRYN MAWR AVE 12TH FLR CHICAGO IL 60631 7733801600
DEERFIELD CAPITAL MANAGEMENT LLC /ADV (Filer) CIK: 0001031037 (see all company filings)

IRS No.: 363898492 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-03 | Film No.: 161560261

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 212-624-1200
CIFC Corp. (Filer) CIK: 0001313918 (see all company filings)

IRS No.: 202008622 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642 | Film No.: 161560259
SIC: 6199 Finance Services

Mailing Address 250 PARK AVENUE, 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE, 4TH FLOOR NEW YORK NY 10177 (212) 624-1200
CIFC LLC (Filer) CIK: 0001649709 (see all company filings)

IRS No.: 364814372 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-13 | Film No.: 161560271
SIC: 6199 Finance Services

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Asset Management ESA LLC (Filer) CIK: 0001662748 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-02 | Film No.: 161560258

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC CLO Co-Investment Fund GP LLC (Filer) CIK: 0001662751 (see all company filings)

IRS No.: 463894141 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-23 | Film No.: 161560281

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC CLO Co-Investment Fund II GP LLC (Filer) CIK: 0001662752 (see all company filings)

IRS No.: 352524677 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-22 | Film No.: 161560280

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC CLO Opportunity Fund GP Ltd. (Filer) CIK: 0001662753 (see all company filings)

IRS No.: 981276126 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-21 | Film No.: 161560279

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC CLO Warehouse Fund GP LLC (Filer) CIK: 0001662754 (see all company filings)

IRS No.: 472168628 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-20 | Film No.: 161560278

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Holdings II LLC (Filer) CIK: 0001662793 (see all company filings)

IRS No.: 320437342 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-18 | Film No.: 161560276

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Holdings III LLC (Filer) CIK: 0001662794 (see all company filings)

IRS No.: 900940757 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-16 | Film No.: 161560274

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Holdings III Member LLC (Filer) CIK: 0001662795 (see all company filings)

IRS No.: 611774146 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-14 | Film No.: 161560272

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Master Fund Adviser LLC (Filer) CIK: 0001662796 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-12 | Film No.: 161560270

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Member LLC (Filer) CIK: 0001662797 (see all company filings)

IRS No.: 371796520 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-10 | Film No.: 161560268

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Master Fund LP (Filer) CIK: 0001662798 (see all company filings)

IRS No.: 981273310 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-11 | Film No.: 161560269

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Parthenon Loan Funding GP LLC (Filer) CIK: 0001662799 (see all company filings)

IRS No.: 464548545 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-09 | Film No.: 161560267

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Private Debt Advisers LLC (Filer) CIK: 0001662800 (see all company filings)

IRS No.: 371755769 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-08 | Film No.: 161560266

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Senior Secured Corporate Loan Fund GP LLC (Filer) CIK: 0001662801 (see all company filings)

IRS No.: 800860487 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-07 | Film No.: 161560265

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Tactical Income Fund GP LLC (Filer) CIK: 0001662802 (see all company filings)

IRS No.: 463998047 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-06 | Film No.: 161560264

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CypressTree Investment Management LLC (Filer) CIK: 0001663187 (see all company filings)

IRS No.: 270762490 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-04 | Film No.: 161560262

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
CIFC Asset Management Holdings LLC (Filer) CIK: 0001665565 (see all company filings)

IRS No.: 452525882 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-01 | Film No.: 161560257

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
CIFC Asset Management KSA LLC (Filer) CIK: 0001665566 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-26 | Film No.: 161560284

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
CIFC Capital HoldCo LLC (Filer) CIK: 0001665567 (see all company filings)

IRS No.: 202008622 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-24 | Film No.: 161560282

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
CIFC Asset Management LLC (Filer) CIK: 0001665568 (see all company filings)

IRS No.: 452525882 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-25 | Film No.: 161560283

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
Columbus Nova Credit Investments Management, LLC (Filer) CIK: 0001665982 (see all company filings)

IRS No.: 272931395 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-05 | Film No.: 161560263

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 2126241220
CIFC HOLDINGS II SUB LLC (Filer) CIK: 0001667932 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-17 | Film No.: 161560275

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 2126241220
CIFC HOLDINGS III SUB LLC (Filer) CIK: 0001667934 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-15 | Film No.: 161560273

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Holdings I LLC (Filer) CIK: 0001670116 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-210642-19 | Film No.: 161560277