Form S-4/A - Registration of securities, business combinations: [Amend]
SEC Accession No. 0001047469-16-013678
Filing Date
2016-06-08
Accepted
2016-06-07 17:35:02
Documents
160

Document Format Files

Seq Description Document Type Size
1 S-4/A a2228568zs-4a.htm S-4/A 6630285
2 EX-3.22 a2228568zex-3_22.htm EX-3.22 19748
3 EX-5.1 a2228568zex-5_1.htm EX-5.1 37601
4 EX-5.2 a2228568zex-5_2.htm EX-5.2 58053
5 EX-5.3 a2228568zex-5_3.htm EX-5.3 48176
6 EX-23.1 a2228568zex-23_1.htm EX-23.1 2482
13 G256772RSI001.GIF g256772rsi001.gif GRAPHIC 2224
14 G256772RUI001.JPG g256772rui001.jpg GRAPHIC 2282
15 G256772RWI001.JPG g256772rwi001.jpg GRAPHIC 2076
16 G711458.JPG g711458.jpg GRAPHIC 5878
17 G44533.JPG g44533.jpg GRAPHIC 56030
18 G626626.JPG g626626.jpg GRAPHIC 78133
19 G1000184.JPG g1000184.jpg GRAPHIC 50529
20 G1022476.JPG g1022476.jpg GRAPHIC 45267
  Complete submission text file 0001047469-16-013678.txt   47216546

Data Files

Seq Description Document Type Size
7 EX-101.INS cifc-20160602.xml EX-101.INS 12100314
8 EX-101.SCH cifc-20160602.xsd EX-101.SCH 112018
9 EX-101.CAL cifc-20160602_cal.xml EX-101.CAL 61535
10 EX-101.LAB cifc-20160602_lab.xml EX-101.LAB 1275108
11 EX-101.PRE cifc-20160602_pre.xml EX-101.PRE 1596417
12 EX-101.DEF cifc-20160602_def.xml EX-101.DEF 1416902
Mailing Address
Business Address 8700 WEST BRYN MAWR AVE 12TH FLR CHICAGO IL 60631 7733801600
DEERFIELD CAPITAL MANAGEMENT LLC /ADV (Filer) CIK: 0001031037 (see all company filings)

EIN.: 363898492 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-03 | Film No.: 161702183

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 212-624-1200
CIFC Corp. (Filer) CIK: 0001313918 (see all company filings)

EIN.: 202008622 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642 | Film No.: 161702161
SIC: 6199 Finance Services

Mailing Address 250 PARK AVENUE, 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE, 4TH FLOOR NEW YORK NY 10177 (212) 624-1200
CIFC LLC (Filer) CIK: 0001649709 (see all company filings)

EIN.: 364814372 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-13 | Film No.: 161702182
SIC: 6199 Finance Services

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Asset Management ESA LLC (Filer) CIK: 0001662748 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-02 | Film No.: 161702160

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC CLO Co-Investment Fund GP LLC (Filer) CIK: 0001662751 (see all company filings)

EIN.: 463894141 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-23 | Film No.: 161702159

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC CLO Opportunity Fund GP Ltd. (Filer) CIK: 0001662753 (see all company filings)

EIN.: 981276126 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-21 | Film No.: 161702158

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC CLO Opportunity Fund I GP LLC (Filer) CIK: 0001662754 (see all company filings)

EIN.: 472168628 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-20 | Film No.: 161702181

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Holdings II LLC (Filer) CIK: 0001662793 (see all company filings)

EIN.: 320437342 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-18 | Film No.: 161702180

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Holdings III LLC (Filer) CIK: 0001662794 (see all company filings)

EIN.: 900940757 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-16 | Film No.: 161702179

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Holdings III Member LLC (Filer) CIK: 0001662795 (see all company filings)

EIN.: 611774146 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-14 | Film No.: 161702178

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Master Fund Adviser LLC (Filer) CIK: 0001662796 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-12 | Film No.: 161702177

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Member LLC (Filer) CIK: 0001662797 (see all company filings)

EIN.: 371796520 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-10 | Film No.: 161702176

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Master Fund LP (Filer) CIK: 0001662798 (see all company filings)

EIN.: 981273310 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-11 | Film No.: 161702175

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Parthenon Loan Funding GP LLC (Filer) CIK: 0001662799 (see all company filings)

EIN.: 464548545 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-09 | Film No.: 161702174

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Private Debt Advisers LLC (Filer) CIK: 0001662800 (see all company filings)

EIN.: 371755769 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-08 | Film No.: 161702173

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Senior Secured Corporate Loan Fund GP LLC (Filer) CIK: 0001662801 (see all company filings)

EIN.: 800860487 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-07 | Film No.: 161702172

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Tactical Income Fund GP LLC (Filer) CIK: 0001662802 (see all company filings)

EIN.: 463998047 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-06 | Film No.: 161702171

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CypressTree Investment Management LLC (Filer) CIK: 0001663187 (see all company filings)

EIN.: 270762490 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-04 | Film No.: 161702170

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
CIFC Asset Management Holdings LLC (Filer) CIK: 0001665565 (see all company filings)

EIN.: 452525882 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-01 | Film No.: 161702169

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
CIFC Asset Management KSA LLC (Filer) CIK: 0001665566 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-26 | Film No.: 161702168

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
CIFC Capital HoldCo LLC (Filer) CIK: 0001665567 (see all company filings)

EIN.: 202008622 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-24 | Film No.: 161702167

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
CIFC Asset Management LLC (Filer) CIK: 0001665568 (see all company filings)

EIN.: 452525882 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-25 | Film No.: 161702166

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212) 624-1220
Columbus Nova Credit Investments Management, LLC (Filer) CIK: 0001665982 (see all company filings)

EIN.: 272931395 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-05 | Film No.: 161702165

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 2126241220
CIFC HOLDINGS II SUB LLC (Filer) CIK: 0001667932 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-17 | Film No.: 161702164

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 2126241220
CIFC HOLDINGS III SUB LLC (Filer) CIK: 0001667934 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-15 | Film No.: 161702163

Mailing Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177
Business Address 250 PARK AVENUE 4TH FLOOR NEW YORK NY 10177 (212)-624-1220
CIFC Holdings I LLC (Filer) CIK: 0001670116 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-210642-19 | Film No.: 161702162