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Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
SEC Accession No. 0001213900-21-007943
Filing Date
2021-02-10
Accepted
2021-02-10 08:56:15
Documents
3
Group Members
B. RILEY CAPITAL MANAGEMENT, LLCB. RILEY SECURITIES, INC.BRC PARTNERS MANAGEMENT GP, LLCBRC PARTNERS OPPORTUNITIES FUND, LPBRYANT R. RILEY

Document Format Files

Seq Description Document Type Size
1 AMENDMENT NO. 11 TO SCHEDULE 13D ea135092-13da11briley_babcoc.htm SC 13D/A 170223
2 STOCK PURCHASE AGREEMENT, DATED AS OF FEBRUARY 8, 2021, BY AND AMONG B. RILEY FI ea135092ex99-6_brileyfin.htm EX-99.6 72904
3 LOCKUP AGREEMENT, DATED AS OF FEBRUARY 9, 2021, BY AND BETWEEN B. RILEY SECURITI ea135092ex99-7_brileyfin.htm EX-99.7 13281
  Complete submission text file 0001213900-21-007943.txt   258354
Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 818-884-3737
B. Riley Financial, Inc. (Filed by) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D/A
SIC: 7389 Services-Business Services, NEC

Mailing Address 1200 E. MARKET STREET, SUITE 650 AKRON OH 44305
Business Address 1200 E. MARKET STREET, SUITE 650 AKRON OH 44305 3308606205
Babcock & Wilcox Enterprises, Inc. (Subject) CIK: 0001630805 (see all company filings)

IRS No.: 472783641 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D/A | Act: 34 | File No.: 005-89270 | Film No.: 21609457
SIC: 3433 Heating Equipment, Except Electric & Warm Air Furnaces