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Form SC 13D - General statement of acquisition of beneficial ownership:
SEC Accession No. 0001213900-23-009764
Filing Date
2023-02-09
Accepted
2023-02-09 16:13:57
Documents
3
Group Members
AFOB FIP RILY, LLCDANIEL ASHEREQUITEC PROPRIETARY MARKETS, LLCFRED GOLDMANMICHAEL LAROCQUE

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13D ea173093-13ddjfund_briley.htm SC 13D 144626
2 JOINT FILING AGREEMENT ea173093ex99-1_briley.htm EX-99.1 7416
3 TRANSACTIONS OF THE REPORTING PERSONS EFFECTED SINCE THE LAST 13D FILING ea173093ex99-2_briley.htm EX-99.2 80455
  Complete submission text file 0001213900-23-009764.txt   234302
Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 818-884-3737
B. Riley Financial, Inc. (Subject) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D | Act: 34 | File No.: 005-84964 | Film No.: 23606384
SIC: 6282 Investment Advice

Mailing Address 111 W. JACKSON BLVD. STE 2000 CHICAGO IL 60604
Business Address 111 W. JACKSON BLVD. STE 2000 CHICAGO IL 60604 312-692-5007
DJ Fund Investments, LLC - Series E (Filed by) CIK: 0001628353 (see all company filings)

IRS No.: 463799992 | State of Incorp.: IL | Fiscal Year End: 1231
Type: SC 13D