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Filing Detail
Form SC 13D - General statement of acquisition of beneficial ownership:
SEC Accession No. 0001213900-20-037884
Filing Date
2020-11-18
Accepted
2020-11-18 11:48:09
Documents
3
Group Members
AFOB FIP RILY LLCDANIEL ASHERFRED GOLDMANMICHAEL LAROCQUE

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13D ea130108-sc13ddjfund_briley.htm SC 13D 111701
2 JOINT FILING AGREEMENT BY AND AMONG DJ FUND INVESTMENTS LLC-SERIES E, AFOB FIP R ea130108ex99-1_briley.htm EX-99.1 5501
3 TRANSACTIONS OF THE REPORTING PERSONS EFFECTED DURING THE LAST 60 DAYS ea130108ex99-2_briley.htm EX-99.2 19568
  Complete submission text file 0001213900-20-037884.txt   138540
Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 818-884-3737
B. Riley Financial, Inc. (Subject) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D | Act: 34 | File No.: 005-84964 | Film No.: 201323540
SIC: 7389 Services-Business Services, NEC

Mailing Address 111 W. JACKSON BLVD. STE 2000 CHICAGO IL 60604
Business Address 111 W. JACKSON BLVD. STE 2000 CHICAGO IL 60604 312-692-5007
DJ Fund Investments, LLC - Series E (Filed by) CIK: 0001628353 (see all company filings)

IRS No.: 463799992 | State of Incorp.: IL | Fiscal Year End: 1231
Type: SC 13D