Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001144204-14-042499
Filing Date
2014-07-11
Accepted
2014-07-11 12:53:51
Documents
2

Document Format Files

Seq Description Document Type Size
1 40-APP/A v383618_40appa.htm 40-APP/A 359327
4 GRAPHIC image_001.jpg GRAPHIC 1576
  Complete submission text file 0001144204-14-042499.txt   364290
Mailing Address 210 Summit Avenue Suite C11 Montvale NJ 07645
Business Address 210 Summit Avenue Suite C11 Montvale NJ 07645
Foreside Fund Services LLC (Filer) CIK: 0001396289 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14298-02 | Film No.: 14971210

Mailing Address 3 HARBOR WAY SUITE 112 SAUSALITO CA 94965
Business Address 3 HARBOR WAY SUITE 112 SAUSALITO CA 94965 1-415-887-9225
TrimTabs ETF Trust (Filer) CIK: 0001604813 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14298-01 | Film No.: 14971212

Mailing Address 3 HARBOR WAY SUITE 112 SAUSALITO CA 94965
Business Address 3 HARBOR WAY SUITE 112 SAUSALITO CA 94965 1-415-887-9225
TrimTabs Asset Management, LLC (Filer) CIK: 0001604903 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14298 | Film No.: 14971209

Mailing Address 3 HARBOR WAY, SUITE 112 SAUSALITO CA 94965
Business Address 3 HARBOR WAY, SUITE 112 SAUSALITO CA 94965 1.415.887.9243
TrimTabs Index Services, LLC (Filer) CIK: 0001613166 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14298-03 | Film No.: 14971211