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Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001193125-18-034631
Filing Date
2018-02-07
Accepted
2018-02-07 15:38:56
Documents
1

Document Format Files

Seq Description Document Type Size
1 STONE RIDGE d259404d40app.htm 40-APP 154431
  Complete submission text file 0001193125-18-034631.txt   158821
Mailing Address P.O. BOX 328 DENVER CO 80201-0328
Business Address P.O. BOX 328 DENVER CO 80201-0328 3036232577
ALPS DISTRIBUTORS INC (Filer) CIK: 0001141051 (see all company filings)

IRS No.: 000000000 | State of Incorp.: CO | Fiscal Year End: 0930
Type: 40-APP | Act: 40 | File No.: 812-14877-06 | Film No.: 18580998

Mailing Address 510 MADISON AVENUE 21ST FLOOR NEW YORK NY 10022
Business Address 855-609-3680
STONE RIDGE TRUST (Filer) CIK: 0001559992 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-14877 | Film No.: 18580992

Mailing Address 510 MADISION AVENUE 21ST FLOOR NEW YORK NY 10022
Business Address 510 MADISION AVENUE 21ST FLOOR NEW YORK NY 10022 (855) 609-3680
Stone Ridge Trust II (Filer) CIK: 0001581005 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP | Act: 40 | File No.: 812-14877-05 | Film No.: 18580997

Mailing Address 510 MADISON AVE 21ST FLOOR NEW YORK NY 10022
Business Address 510 MADISON AVE 21ST FLOOR NEW YORK NY 10022 212-257-4750
Stone Ridge Asset Management LLC (Filer) CIK: 0001584728 (see all company filings)

IRS No.: 455371940 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP | Act: 40 | File No.: 812-14877-01 | Film No.: 18580993

Mailing Address 510 MADISON AVENUE 21ST FLOOR NEW YORK NY 10022
Business Address 510 MADISON AVENUE 21ST FLOOR NEW YORK NY 10022 212-257-4750
Stone Ridge Trust III (Filer) CIK: 0001629071 (see all company filings)

IRS No.: 472512395 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP | Act: 40 | File No.: 812-14877-04 | Film No.: 18580996

Mailing Address 510 MADISON AVE, 21ST FLOOR NEW YORK NY 10022
Business Address 510 MADISON AVE, 21ST FLOOR NEW YORK NY 10022 212-257-4750
Stone Ridge Trust IV (Filer) CIK: 0001655788 (see all company filings)

IRS No.: 475253517 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP | Act: 40 | File No.: 812-14877-03 | Film No.: 18580995

Mailing Address 510 MADISON AVENUE 21ST FLOOR NEW YORK NY 10022
Business Address 510 MADISON AVENUE 21ST FLOOR NEW YORK NY 10022 212-257-4750
Stone Ridge Trust V (Filer) CIK: 0001658645 (see all company filings)

IRS No.: 475536331 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP | Act: 40 | File No.: 812-14877-02 | Film No.: 18580994