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Form N-1A/A - Registration statement for open-end management investment companies: [Amend]
SEC Accession No. 0001572661-15-000016
Filing Date
2015-04-21
Accepted
2015-04-21 17:16:21
Documents
16

Document Format Files

Seq Description Document Type Size
1 PRE-EFF AMDT #1 - PRINCIPAL EXCHANGE-TRADED FUNDS filingbody-2.htm N-1A/A 2485845
2 FORM OF MGMT AGRMT WITH PRINCIPAL MGMT CORP etf-cleanmgmtagrmt.htm EX-99.D(I) 49647
3 FORM OF SUB-ADV AGRMT WITH EDGE ASSET MGMT, INC. etf-cleanedgexsubadvagrmt.htm EX-99.D(II) 46784
4 FORM OF SUB-ADV AGRMT WITH PRINCIPAL GLOBAL INVESTORS, LLC etf-cleanpgixsubadvagrmt.htm EX-99.D(III) 52613
5 FORM OF DISTIRBUTION AGRMT WITH ALPS DISTRIBUTORS, INC. etf-formofdistributionagre.htm EX-99.E(I) 97567
6 FORM OF AUTHORIZED PARTICIPATION AGREEMENT etf-formofpartagrmt.htm EX-99.E(II) 156808
7 FORM OF CUSTODIAN AGRMT WITH STATE STEET BANK & TRUST CO etf-formofcustodianagreeme.htm EX-99.G 169988
8 FORM OF TRANS AGCY & SVC AGRMT W/STATE STREET BANK AND TRUST CO etf-formoftransferagencysv.htm EX-99.H(I) 122378
9 FORM OF CONTRACTUAL FEE WAIVER AGREEMENT contrfeelimitwaiver-formof.htm EX-99.H(II) 17111
10 FORM OF 12B-1 AGREEMENT etf12b1agreement.htm EX-99.M 26008
11 CODE OF ETHICS - PRINCIPAL EXCHANGE-TRADED FUNDS codeofethics-fundsx033115.htm EX-99.P(I) 179196
12 CODE OF ETHICS - EDGE ASSET MANAGEMENT, INC. code-edgex083012.htm EX-99.P(II) 173392
13 CODE OF ETHICS - PRINCIPAL GLOBAL INVESTORS, LLC code-pgiprinreipecx100113.htm EX-99.P(III) 270548
15 fundslogoa02.jpg GRAPHIC 7232
16 tlogo.jpg GRAPHIC 10975
17 filename17.htm COVER 6870
  Complete submission text file 0001572661-15-000016.txt   3881977

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001572661      
Series S000049047   Principal EDGE Active Income ETF
Class/Contract C000154646   Principal EDGE Active Income ETF
Mailing Address 711 HIGH STREET DES MOINES IA 50392
Business Address 711 HIGH STREET DES MOINES IA 50392 515-235-9328
Principal Exchange-Traded Funds (Filer) CIK: 0001572661 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0630
Type: N-1A/A | Act: 33 | File No.: 333-201935 | Film No.: 15783858

Mailing Address 711 HIGH STREET DES MOINES IA 50392
Business Address 711 HIGH STREET DES MOINES IA 50392 515-235-9328
Principal Exchange-Traded Funds (Filer) CIK: 0001572661 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0630
Type: N-1A/A | Act: 40 | File No.: 811-23029 | Film No.: 15783859