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Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001445546-20-000843
Filing Date
2020-02-13
Accepted
2020-02-13 15:46:10
Documents
1

Document Format Files

Seq Description Document Type Size
1 APPLICATION FOR EXEMPTIVE RELIEF application.htm 40-APP/A 168499
  Complete submission text file 0001445546-20-000843.txt   176151
Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ADVISORS LP (Filer) CIK: 0001125816 (see all company filings)

IRS No.: 363788904 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15075-01 | Film No.: 20610134

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-15075-11 | Film No.: 20610124

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075-10 | Film No.: 20610125

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075-03 | Film No.: 20610132

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange-Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-15075-09 | Film No.: 20610126

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075 | Film No.: 20610135

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075-02 | Film No.: 20610133

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075-08 | Film No.: 20610127

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST VARIABLE INSURANCE TRUST (Filer) CIK: 0001537395 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075-12 | Film No.: 20610123

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND V (Filer) CIK: 0001549548 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075-07 | Film No.: 20610128

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VI (Filer) CIK: 0001552740 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075-06 | Film No.: 20610129

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VII (Filer) CIK: 0001561785 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-15075-05 | Film No.: 20610130

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VIII (Filer) CIK: 0001667919 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-15075-04 | Film No.: 20610131