SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
SEC Accession No. 0001144204-12-055618
Filing Date
2012-10-11
Accepted
2012-10-11 08:43:01
Documents
1
Period of Report
2012-09-30
Effectiveness Date
2012-10-11

Document Format Files

Seq Description Document Type Size
1 13F-HR v756012-1_13fhr.txt 13F-HR 24441
  Complete submission text file 0001144204-12-055618.txt   25436
Mailing Address 4350 BROWNSBORO ROAD SUITE 120 LOUISVILLE KY 40207
Business Address 4350 BROWNSBORO ROAD SUITE 120 LOUISVILLE KY 40207 502-719-1000
Regent Investment Management LLC (Filer) CIK: 0001559968 (see all company filings)

IRS No.: 454951312 | State of Incorp.: KY | Fiscal Year End: 1231
Type: 13F-HR | Act: 34 | File No.: 028-15055 | Film No.: 121139067